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Undesirable trading situations Guidelines
This page contains Guidelines issued by the Authority to participants about undesirable trading situations. An undesirable trading situation (UTS) arises when there is a threat to orderly trading or settlement that cannot be resolved under the Code. The Authority is able to investigate any potential UTS and can take any action it considers appropriate, including suspending Code requirements and imposing new requirements on participants.
Guidelines-for-Participants-on-UTS-v2.1.pdf
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| Modified: 15/12/2010 1:42pm
