Compliance Update

Compliance Updates:

  • keep participants informed of key decisions of the Compliance Committee;
  • give an overview of the compliance matters considered by the Compliance Committee; and
  • keep participants advised of initiatives and developments from the Authority’s compliance function.

If there is a compliance issue that you would like to see included in a Compliance Update, please email the Authority at: [javascript protected email address].

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Documents

9 May 2012

9May12.pdf | pdf | 224 KB | Modified: 10/05/2012 10:01am

10 April 2012

10Apr12.pdf | pdf | 218 KB | Modified: 20/04/2012 11:21am

22 February 2012

22Feb12.pdf | pdf | 266 KB | Modified: 23/02/2012 4:32pm

15 December 2011

15Dec11.pdf | pdf | 120 KB | Modified: 23/02/2012 4:32pm

26 May 2011

26May11.pdf | pdf | 85 KB | Modified: 17/06/2011 3:06pm

14 April 2011

14Apr11.pdf | pdf | 75 KB | Modified: 17/06/2011 3:06pm

15 March 2011

15Mar11.pdf | pdf | 670 KB | Modified: 17/06/2011 3:06pm