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Undesirable trading situations
An undesirable trading situation (UTS) arises when there is a threat to orderly trading or settlement that cannot be resolved under the Code. The Authority is able to investigate any potential UTS and can take any action it considers appropriate, including suspending Code requirements and imposing new requirements on participants.
In this section you will find information on:
Guidelines-for-Participants-on-UTS-v2.1.pdf
| pdf
| 136 KB
| Modified: 15/12/2010 1:42pm
This page is related to: Code & Regulations.
