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Undesirable trading situations

An undesirable trading situation (UTS) arises when there is a threat to orderly trading or settlement that cannot be resolved under the Code. The Authority is able to investigate any potential UTS and can take any action it considers appropriate, including suspending Code requirements and imposing new requirements on participants.

In this section you will find information on:

Information Papers

Guidelines for Participants on Undesirable Trading Situations - version 2.1

Guidelines-for-Participants-on-UTS-v2.1.pdf | pdf | 136 KB | Last Changed: 15/12/2010 1:42pm

This page is related to: Code & Regulations.

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