Electricity Industry Participation Code (Network Connections) Amendment 2026

This amendment to the Electricity Industry Participation Code 2010 (Code) is made under section 38 of the Electricity Industry Act 2010 (Act) by the Electricity Authority having complied with section 39 of that Act.

Amendment

1. Title

   This is the Electricity Industry Participation Code (Network Connections) Amendment 2026.

   
   

2. Commencement

   This amendment comes into force on 1 December 2026, except for clauses 39 to 61 which come into force on 1 June 2027.

   
   

3. Code amended

   This amendment amends the Electricity Industry Participation Code 2010 (the Code).

   
   

   Part 1

   Amendments to Parts 1 and 6 of the Electricity Industry Participation Code that come into force on 1 December 2026

   
   

4. Clause 1.1 amended (Interpretation)

   1. In clause 1.1(1), insert in their appropriate alphabetical order:

      aggregated capacity, for the purposes of Part 6, means the sum of the capacity of distributed generation of all points of connection subject to an application under Part 6

applicant, for the purposes of Part 6, means any person who:

1. applies to a distributor to have distributed generation owned or operated by that person, or that the person intends to own or operate, connected to a distribution network or to a consumer installation that is connected to a distribution network, including by a network extension; or

2. applies to a distributor to continue an existing connection of distributed generation in the circumstances specified in clause 6.1(b)(ii) and (iii); or

3. is a distributed generator and applies to a distributor to change the maximum export power or fuel type of connected distributed generation

   
   

   clock stop/start mechanism for distributors means a policy that all distributors have jointly adopted for the purposes of Part 6 that, if made, distributors must use under clause 6.12A to determine stopping and restarting time frames that apply to initial applications, interim applications and final applications under Part 6

   
   

   distributed generator, for the purposes of Part 6, means a person who owns or operates, or intends to own or operate, distributed generation

   
   

   interim application, for the purposes of Part 6, means an application made under clause 7 of Appendix 3 of Schedule 6.1

   
   

   network connections pipeline, for the purposes of Part 6, means the applications to a distributor under Part 6 to connect distributed generation to the distribution network of the distributor ranked in the order of their priority position for consideration of those applications by the distributor in accordance with the queueing and management policy for distributors, if made

   
   

   priority position is the position in the network connections pipeline that indicates the priority a distributor places on an application relative to other applications in the network connections pipeline

   
   

   process 1, for the purposes of Part 6, means the process that applies to applications for distributed generation that has a maximum export power of 10 kW or less under Appendix 1 of Schedule 6.1

   
   

   process 1A, for the purposes of Part 6, means the process that applies to applications for distributed generation that has a maximum export power of 10 kW or less under Appendix 1A of Schedule 6.1

   
   

   process 2, for the purposes of Part 6, means the process that applies to applications for distributed generation that has a maximum export power above 10 kW and below 300 kW under Appendix 2 of Schedule 6.1

   
   

   process 3, for the purposes of Part 6, means the process that applies to applications for distributed generation with a maximum export power of 300 kW or more under Appendix 3 of Schedule 6.1

   
   

   queueing and management policy for distributors means a policy that all distributors have adopted for the purposes of Part 6 and which, if made, distributors use under clause 9 of Appendix 2 and clause 14 of Appendix 3 for queueing and managing an application to connect distributed generation to a distribution network, and to change the capacity of a distributed generation connection where—

   1. queueing includes the distributor’s processes to set the priority position of, and manage, applications in the network connections pipeline; and

   2. managing includes the process for managing applications from initial application to construction and completion, including setting project milestones, applying tolerance, and what occurs when project milestones are missed

1. In clause 1.1, replace the definition of connection and operation standards with: connection and operation standards, in relation to a distributor or distributed generation,—

   1. means requirements, as amended from time to time by the distributor, that—

      1. are set out in the distributor’s written policies and standards; and

      2. relate to connecting distributed generation to a distribution network or to a consumer installation that is connected to a distribution network, and the operation of the distribution network, including requirements relating to the planning, design, construction, testing, inspection, and operation of distributed generation that is, or is proposed to be, connected; and

      3. are published in accordance with clause 6.3; and

      4. reflect, or are consistent with, reasonable and prudent operating practice; and

   2. includes the following, as amended from time to time by the distributor:

      1. the distributor's congestion management policy, as referred to in clause 6.3(2)(d):

      2. the distributor's emergency response policies:

      3. the distributor's safety standards:

   3. includes the following, if made and as amended from time to time by

      distributors jointly:

      1. the queueing and management policy for distributors:

      2. the clock stop/start mechanism for distributors:

   4. until 1 September 2026, may include the distributor’s policies for specifying available maximum export power amongst categories of network users, a maximum export power threshold for applications under Process 1A of Schedule 6.1, and the methodology used to determine that threshold

2. In clause 1.1, definition of final application, replace “clause 15” with “clause 7 of Appendix 2 of Schedule 6.1 and clause 12 of Appendix 3”.

3. In clause 1.1(1), replace the definition of generating plant with:

   generating plant means—

   
   

   1. equipment collectively used for generating electricity; and

   2. for the purposes of Part 6, includes energy storage systems, bi-directional chargers, inverters and equipment that converts solar energy to electricity, to the extent that they inject electricity into a distribution network and/or support distribution network management

1. In clause 1.1, definition of initial application, replace “clause 11” with “clause 2 of Appendices 2 and 3”.

2. In clause 1.1(1), definition of maximum export power—

   1. replace “the local network or embedded network” with “a network”; and

   2. in paragraph (b), replace “power” with “active power”; and

   3. in paragraph (b), replace “active” with “active power”.

1. Part 6 heading amended (Connection of distributed generation)

   In the heading to Part 6, replace “of distributed generation” with “to distribution networks”.

   
   

2. Clause 6.1 replaced (Contents of this Part)

   1. Replace clause 6.1 with:

      1. Contents of this Part

         This Part specifies—

         1. a framework to enable the connection and continued connection of distributed generation to a distribution network if consistent with a distributor’s connection and operation standards required under clause 6.2C; and

         2. in Schedule 6.1, processes (including time frames) under which applicants

            may—

            1. connect distributed generation to a distribution network; or

            2. continue an existing connection of distributed generation to a

               distribution network if the connection contract for the connection—

               1. is in force and the applicant wishes to extend the term of the connection contract; or

               2. has expired; or

            3. continue an existing connection of distributed generation to a distribution network that is connected without a connection contract if the regulated terms do not apply; or

            4. change the maximum export power, nameplate capacity, inverter model, electricity producing components within the connected distributed generation, or fuel type of connected distributed generation; and

         3. in Schedule 6.2, the regulated terms that apply to distributed generation in the absence of a connection contract; and

         4. in Schedule 6.3, a default dispute resolution process for disputes related to this Part; and

         5. in Schedule 6.4, the distributed generation pricing principles to be applied for the purposes of this Part; and

         6. in Schedule 6.5, prescribed maximum fees.

3. Clause 6.2 amended (Purpose)

   In clause 6.2, replace “connection and operation standards” with “the distributor’s connection and operation standards”.

   
   

4. Clause 6.2A amended (Application of Part to distributors in respect of embedded networks)

   In clause 6.2A(b), insert “that conveys less than 5 GWh of electricity per annum” after “embedded network”.

   
   

5. New clause 6.2AB inserted (Application of Part to applicants who are not participants)

   6.2AB Application of Part to applicants who are not participants

   1. For the avoidance of doubt, an applicant who is not a participant is not required to comply with this Part and cannot be subject to the enforcement measures set out in the Act or the Electricity Industry (Enforcement) Regulations 2010 for failing to comply with this Part.

   2. Despite subclause (1), a distributor may refuse an application under this Part if an applicant who is not a participant fails to carry out the requirements expressed in this Part as applying to an applicant.

After clause 6.2A, insert:

1. New clause 6.2AC inserted (Application of Part to multiple points of connection or installations at the same location)

   Before clause 6.2B, insert:

   6.2AC Application of Part to multiple points of connection or installations at the same location

   1. This clause applies where—

      1. a person is intending to do any of the matters in clause 6.1(b) in respect of activity that will require more than one point of connection or more than one installation (distributed generation) at a point of connection at the same location; and

      2. those matters are intended to be carried out at or about the same time; and

      3. the person wishes to make an application or applications under this Part in respect of those matters.

   2. Where this clause applies,—

      1. in order for this Part to apply, unless there are reasonable grounds not to do so, the person must make a single application in respect of the point of connection or points of connection; and

      2. if a person makes a single application in respect of the point of connection or

         points of connection—

         1. the total aggregated capacity of distributed generation for the point or points of connection applies for the purpose of determining under Schedule 6.1 which application process applies; and

         2. every reference in this Part to a point of connection is to be read as a reference to all points of connection included in the single application.

1. Clause 6.2B amended (Application of Part to distributors in respect of systems of lines not directly or indirectly connected to grid)

   In clause 6.2B(b)(ii)(B), replace “1” with “one”.

   
   

2. New clause 6.2C inserted (Connection and operation standards)

   After clause 6.2B, insert:

   6.2C Connection and operation standards

   Each distributor must have connection and operation standards that align with good electricity industry practice.

1. Clause 6.3 replaced (Distributors must make information publicly available)

   Replace clause 6.3 with:

   6.3 Distributors must publish information that is not confidential

   1. The purpose of this clause is to require each distributor to publish certain information to enable the efficient approval of distributed generation under Schedule 6.1.

      (1A) Confidential information, for the purposes of this clause, means information that is—

      1. commercially sensitive to the applicant, to any person to which the information relates or any person who supplied the information to the applicant; or

      2. subject to an obligation of confidence; or

      3. by its nature, confidential; or

      4. for any other genuine reason, confidential.

         (1B) Each applicant when providing information to the distributor must, acting reasonably, identify what information, if any, is the applicant’s confidential information.

         (1C) Where an applicant advises the distributor that certain information it has provided is confidential information under subclause (1A), the distributor must—

         1. mark that item of information as confidential in its records; and

         2. treat that information as confidential; and

         3. not disclose that information publicly in a manner that identifies the confidential information without the applicant’s written consent; and

         4. comply with clause 5(5) of Schedule 6.1.

   2. Each distributor must publish—

      1. application forms to be used for applications under Schedule 6.1; and

      2. the distributor's connection and operation standards; and

      3. a copy of the regulated terms together with an explanation of how the regulated terms will apply if—

         1. approval is granted under Schedule 6.1; and

         2. the distributor and the distributed generator do not enter into a connection contract; and

      4. a statement of the circumstances in which distributed generation will be, or may be, curtailed or interrupted from time to time in order to ensure that the distributor's connection and operation standards are met; and

         (da) a list, updated before the first business day after 15 December, 15 March, 15 June, and 15 September, of all locations on its distribution network that the distributor knows are subject to export congestion; and

         (db) a list, updated before the first business day after 15 December, 15 March, 15 June, and 15 September, of all locations on its distribution network that the distributor expects to become subject to export congestion within the next 12 months; and

         (dc) until 1 September 2026, the maximum export power threshold and the methodology used to determine that threshold, for locations at which the distributor has set a maximum export power threshold for applications under Part 1A of Schedule 6.1; and

         (dd) distributor contact information for queries about available and upcoming

         network capacity; and

         (de) lists containing the following information if known (“capacity information”) updated before the first business day after 15 December, 15 March, 15 June, and 15 September—

         1. location and available capacity at points along zone substation distribution feeders; and

         2. location and available capacity of transformers 500 kVA and above; and (df) the capacity information recorded in the lists referred to in paragraph (de)

            should—

            1. be marked with an as at date, which is as close as possible to the applicable date set out in paragraph (de); and

            2. be to the best of the distributor’s knowledge at the time of publication and should be corrected as soon as reasonably practicable if an error is discovered; and

            3. be marked as estimated where it is estimated; and

            4. include caveats where the capacity is subject to change intra-day or intra-year; and

            5. note that applicants should contact the distributor directly for the most up to date and accurate capacity information.

      5. a list of any fees that the distributor charges under Schedule 6.1, which must not exceed the relevant maximum fees prescribed in Schedule 6.5; and

      6. a list of the makes and models of inverters that the distributor has approved for connection to its distribution network; and

      7. the distributor’s contact information for any enquiries relating to connecting to its distribution network.

   3. The application forms referred to in subclause (2)(a) must specify the information, including any supporting documents, that must be provided with an application under Schedule 6.1.

   4. Subject to subclause (1B), the distributor must publish information, at both the network and zone substation level, about its network connections pipeline, which information—

      1. for distributed generation applications received by the distributor under

   Process 3 must include the following:

   
   

   1. the number of distributed generation applications in the network connections pipeline:

   2. the sum of the maximum export power of these applications (in MW):

   3. the number of applications by fuel type:

   4. the number of applications by project stage (initial application, interim application, final application, construction, or connected):

   5. detail on each application in the network connections pipeline (priority position in pipeline, maximum export power (in MW), fuel type, project stage, location by zone substation or feeder, and (where relevant) date commissioned; and

   (b) the distributor must update before the final business day of each calendar month, except for December which is to be updated on 22 December or the next business day if 22 December is not a business day.

   (5) The distributor must continue to publish information on applications under subclause

   (4) unless—

   1. an application is withdrawn; or

   2. six months have passed since the date on which the distributed generation to which the application relates was connected.

1. Clause 6.4 replaced (Process for obtaining approval)

   6.4 Process for obtaining approval

   1. Schedule 6.1 applies if an applicant wishes to—

      1. connect distributed generation to a distribution network, whether the

         distributed generation will be on the regulated terms or on other terms; or

      2. continue an existing connection of distributed generation to a distribution network if the connection contract—

         1. is in force and the applicant wishes to extend the term of the connection contract and the connection contract does not otherwise provide for an extension of its term; or

         2. has expired; or

      3. continue an existing connection of distributed generation to a distribution network that is connected without a connection contract if the regulated terms do not apply; or

      4. change the maximum export power, nameplate capacity, inverter model, electricity producing components within the connected distributed generation, or fuel type of connected distributed generation.

   2. A distributor must approve an application to connect distributed generation submitted under Schedule 6.1 if the application complies with the requirements of that Schedule.

   3. Except as provided in clause 6.4A, a distributor cannot contract out of the provisions of Schedule 6.1 with an applicant.

Replace clause 6.4 with:

1. Clause 6.4A replaced (Distributor and distributed generator may agree to simpler process for existing connection)

   Replace clause 6.4A with:

   6.4A Distributor and applicant may agree to simpler process for existing connection

   A distributor and an applicant may agree a simpler process to continue an existing connection to the distributor's distribution network than the relevant process set out in Schedule 6.1 if—

   1. a connection contract—

      1. is in force and the applicant wishes to extend the term of the connection contract and the connection contract does not otherwise provide for an extension of its term; or

      2. has expired; or

   2. the applicant is connected without a connection contract; or

   3. there is a change in the maximum export power, nameplate capacity, inverter model, electricity producing components within the connected distributed generation, or fuel type of the distributed generation; and

   4. the parties agree to terms which are consistent with the principles and requirements in Part 12A.

1. Clause 6.5 replaced (Connection contract)

   1. Connection contract

      If approval is granted under Schedule 6.1 and a distributor and an applicant enter into a connection contract to connect distributed generation to a distribution network—

      1. their rights and obligations in respect of the connection of distributed generation are governed by that contract, and accordingly the regulated terms do not apply; and

      2. a breach of the terms of that contract is not a breach of this Code.

Replace clause 6.5 with:

1. Clause 6.6 amended (Connection on regulated terms)

   (1) In clause 6.6(2)—

   1. in paragraph (a), replace “a distributed generator” with “an applicant for connection of distributed generation”; and

   2. in paragraph (a), replace “clauses 9 or 24” with “clause 6 of Appendix 1, clause 13 of Appendix 2 and clause 18 of Appendix 3”; and

   3. in paragraph (b), replace “clause 9G” with “clause 7 of Appendix 1A”.

   1. In clause 6.6(3)(a), delete “of the distributed generation”.

   2. In clause 6.6(4), replace “a distributed generator” with “an applicant”.

   
   

2. Clause 6.7 amended (Extra terms)

   1. In clause 6.7(1)—

      1. in paragraph (a), replace “made publicly available” with “published”; and

      2. in paragraph (a), delete “to distributed generation”; and

      3. in paragraph (b)(ii), insert “under clause 6 of Appendix 1, clause 13 of Appendix 2 and clause 18 of Appendix 3 of Schedule 6.1” after “negotiation period”.

   2. In clause 6.7(2), replace “1” with “one”.

   
   

3. Clause 6.8 amended (Dispute resolution)

   1. In clause 6.8(1)—

      1. replace “a distributed generator” with “an applicant”; and

      2. in paragraph (aa), delete “clause 18 of”; and

      3. in paragraph (ab), delete “clause 6 or clause 21 of”.

   2. In clause 6.8(2):

      1. replace “a distributed generator” with “an applicant”; and

      2. in paragraph (c), replace “distributed generator” with “applicant”.

   
   

4. New clause 6.8A inserted (Complaints by applicants that are not participants)

   After clause 6.8, insert:

   6.8A Complaints by applicants that are not participants

   1. If an applicant that is not a participant is in a dispute with a distributor about the application of this Part, and has notified the distributor of the dispute, the distributor must attempt to resolve the dispute in good faith within 20 business days.

   2. This clause does not prevent the applicant from reporting a breach or possible breach of the Code under regulation 9 of the Electricity Industry (Enforcement) Regulations 2010 or from making a complaint to the distributor under regulation 5 of the Electricity Industry (Enforcement) Regulations 2010 at any time.

1. Clause 6.9 heading amended (Pricing principles)

   Replace the heading to clause 6.9 with:

   6.9 Distributed generation pricing principles

   
   

2. Clause 6.11 amended (Distributors must act at arm’s length)

   In clause 6.11—

   1. replace “distributed generators” with “applicants”; and

   2. in paragraph (a), replace “distributed generator” with “applicant, in the project to which the application relates, or any other distributed generation project connected to the distributor’s network for which the distributor has received an application”; and

   3. in paragraph (b), replace “distributed generator” with “applicant”.

   
   

3. Clause 6.12 amended (This Part does not affect rights and obligations under Code) In clause 6.12, replace “a distributed generator” with “an applicant who is a participant”.

   
   

4. New clause 6.12A inserted (Time frames for actions defined in this Part)

   After clause 6.12, insert:

   6.12A Time frames for actions defined in this Part

   (1) Where an action is dependent on the provision of any information that is not held by the applicant or the distributor, and despite using best endeavours the applicant or the distributor has not been able to obtain that information, the distributor or the

1. New clause 6.12B inserted (Distributors to act reasonably)

   After clause 6.12A, insert:

   6.12B Distributors to act reasonably

   Distributors must act reasonably and process applications received under this Part without undue delay.

Schedule 6.1

1. Schedule 6.1 replaced

Schedule 6.1

Process for obtaining approval

cl 6.4

Contents

Preliminary provisions

1. Contents of this Schedule

2. Applicant must apply

3. How this Schedule applies to applications

4. When application may be made under Process 1A

   Confidentiality

5. Confidentiality of information provided

   Record keeping

6. Distributors must keep records

   Costs

7. Responsibility for costs under this Schedule

Appendix 1

Process 1: Applications for distributed generation with maximum export power of 10 kW or

less in total

1. Contents of this Appendix

   Application process

2. Application for distributed generation with maximum export power of 10kW or less in total

3. Distributor’s decision on application

4. Extension of time by mutual agreement for distributor to process application

5. Distributed generator must give notice of intention to negotiate

Post-approval process

Replace Schedule 6.1 with:

1. 30 business days to negotiate connection contract if distributed generator gives notice of intention to proceed

2. Testing and inspection

3. Connection of distributed generation if connection contract negotiated

4. Connection of distributed generation on regulated terms if connection contract not negotiated

Appendix 1A

Process 1A: Applications for distributed generation with maximum export power of 10 kW or

less in total in specified circumstances

1. Contents of this Appendix

2. Application for distributed generation with maximum export power of 10 kW or less in total in specified circumstances

3. Distributor may inspect distributed generation

4. Export congestion

5. Non-compliance or incomplete information

6. Notice of final approval

7. Regulated terms apply

8. When distributed generator may connect to distribution network

Appendix 2

Process 2: Applications for distributed generation with maximum export power above 10 kW

and below 300 kW in total

1. Contents of this Appendix

   Initial application process

2. Distributed generator must make initial application and give information

3. Distributor must give information to distributed generator

4. Other matters to assist with decision making

5. Distributor and distributed generator must make reasonable endeavours regarding new information

6. Distributor's decision on initial application

   Final application process

7. Distributed generator must make final application

8. Notice to third parties

9. Priority of final applications

10. Distributor’s decision on final application

11. Time within which distributor must decide final applications

12. Distributed generator must give notice of intention to negotiate

    Post-approval process

13. 30 business days to negotiate connection contract if distributed generator gives notice of intention to negotiate

14. Testing and inspection

15. Connection of distributed generation if connection contract negotiated

16. Connection of distributed generation on regulated terms if connection contract not negotiated

17. Approved final applications must connect to retain approval

Appendix 3

Process 3: Applications for distributed generation with maximum export power of 300 kW or more in total

1. Contents of this Appendix

   Initial application process

2. Distributed generator must make initial application, give information and pay initial application fee

3. Distributor must give information to distributed generator

4. Other matters to assist with decision making

5. Distributor and distributed generator must make reasonable endeavours regarding new information

6. Distributor's decision on initial application

   Interim application process

7. Distributed generator must make interim application and give information

8. Notice to third parties

9. Distributor's decision on interim application

10. Time within which distributor must decide interim applications

11. Distributed generator must give notice of a dispute

    Final application process

12. Distributed generator must make final application

13. Notice to third parties

14. Priority of final applications

15. Distributor’s decision on final application

16. Time within which distributor must decide final applications

17. Distributed generator must give notice of intention to negotiate

    Post-approval process

18. 30 business days to negotiate connection contract if distributed generator gives notice of intention to negotiate

19. Connection of distributed generation if connection contract negotiated

20. Connection of distributed generation on regulated terms if connection contract not negotiated

21. Approved applications must meet milestones to retain priority position in distributor’s network connections pipeline

22. Approved final applications must meet milestones to retain approval

23. Treatment of approved applications at the same network location

24. Testing and inspection

Preliminary provisions

1. Contents of this Schedule

   This Schedule specifies the procedures under Part 6 for:

   1. processing applications from applicants for the connection or continued connection of distributed generation to a distribution network; and

   2. for the renewal of an existing or expired connection contract; and

   3. particular changes to connections of distributed generation.

      
      

2. Applicant must apply

   Subject to clause 6.4A and clause 4 of Schedule 6.1, an applicant must apply to a

   distributor if it wishes to—

   1. connect distributed generation to the distributor's distribution network using the processes in Part 6 and this Schedule; or

   2. continue an existing connection of distributed generation to the distributor's distribution network using the processes in Part 6 and this Schedule if a connection contract—

      1. is in force and the applicant wishes to extend the term of the connection contract; or

      2. has expired; or

   3. continue an existing connection of distributed generation using the processes in Part 6 or this Schedule to the distributor's distribution network that is connected without a connection contract if the regulated terms do not apply; or

   4. change the maximum export power, nameplate capacity, inverter model, electricity producing components within the connected distributed generation, or fuel type of the distributed generation for applications under Process 2 and Process 3; or

   5. change the maximum export power or fuel type of the distributed generation

      for applications under Process 1 and Process 1A.

      
      

3. How this Schedule applies to applications

   1. The appendices to this Schedule set out different processes which apply to different kinds of applications under clause 2.

   2. The appendices and the processes in those appendices apply as follows:

      1. Process 1, which is set out in Appendix 1, applies to applications for distributed generation that has maximum export power of 10 kW or less in total, unless the distributed generator has elected, under clause 4, to apply under Process 1A:

      2. Process 1A, which is set out in Appendix 1A, applies to applications for distributed generation that has maximum export power of 10 kW or less in total, if the distributed generator has elected, under clause 4, to apply under Process 1A:

      3. Process 2, which is set out in Appendix 2, applies to applications for distributed generation with maximum export power above 10 kW and below 300 kW in total:

      4. Process 3, which is set out in Appendix 3, applies to applications for distributed generation with maximum export power of 300 kW and above in total:

   
   

4. When application may be made under Process 1A

   1. A distributed generator may elect to apply to a distributor under Process 1A instead of Process 1 if the distributed generation to which the application relates—

      1. is designed and installed in accordance with AS/NZS 4777.1:2016; and

      2. incorporates an inverter that—

         1. has been tested and issued a Declaration of Conformity with AS/NZS 4777.2:2020 by a laboratory with accreditation issued or recognised by International Accreditation New Zealand; and

         2. has settings that meet the distributor’s connection and operation standards.

   2. Until 1 September 2026, a distributed generator may only elect to apply to a distributor under Process 1A instead of Process 1, if the distributed generation to which the application relates has, in addition to the requirements in subclause (1)—

      1. a volt-watt response mode; and

      2. a volt-var response mode; and

      3. control settings and volt response mode settings that meet the distributor’s connection and operation standards; and

      4. a maximum export power limit at the ICP of the distributed generator that does not exceed the maximum export power threshold, if any, specified by the distributor in its connection and operation standards.

   
   

   Confidentiality

   
   

5. Confidentiality of information provided

   1. A distributor must comply with clause 6.3(1A) and clause 6.3(1B) as soon as it is provided with information by an applicant for the purposes of an application under this Schedule.

   2. A distributor may require an applicant to keep information confidential that—

      1. is given to the applicant by the distributor for the purpose of an application under this Schedule; and

      2. the distributor reasonably identifies as being confidential.

   3. A distributor may decline to process an application made by an applicant under this Schedule if the applicant does not agree to comply with a requirement to keep information confidential under subclause (2).

   4. Despite subclause (1), the distributor—

      1. may, in response to an application under this Schedule, disclose to the applicant that another applicant has made an application under this Schedule (without identifying who the other applicant is); and

      2. may, in the case of an application under Processes 1, 1A, 2 or 3 of this Schedule, generally indicate the location or proposed location of the other application; and

      3. may, in the case of an application under Processes 2 or 3 of this Schedule, disclose the maximum export power of the other application; and

      4. where an applicant under this subclause gives written consent, may share the contact details of that applicant for applications under Process 3 of this Schedule, for the express purpose of encouraging complementary applications.

   5. The obligation to keep information confidential in clause 6.3(1A) and clause 6.3(1B) includes—

      1. an obligation not to use the information for any purpose other than considering the application under this Schedule, populating the network connections pipeline, enabling the connection or continued connection to a distribution network, and meeting the registry requirements under Part 11; and

      2. an obligation to maintain the information for a minimum of 60 months after receiving the information; and

      3. an obligation after the period in paragraph (b) has ended to destroy the information as soon as is reasonably practicable if the information is no longer reasonably needed by the distributor for the purposes in paragraph (a).

   
   

   Record keeping

6. Distributors must keep records

   A distributor must maintain records of each application and notice received under this Schedule and the resulting outcomes, for a minimum of 60 months after the day on which the initial applications, interim applications and final applications are approved or declined, including records of the following:

   1. how long it took to approve or decline initial applications, interim applications

      and final applications:

   2. the number of and time duration of each extension sought by the distributor:

   3. the number of and time duration of each extension sought by the applicant:

   4. justification for these outcomes.

      
      

      Costs

      
      

7. Responsibility for costs under this Schedule

A distributor and an applicant must pay their own respective costs (including legal costs) incurred under this Schedule.

Appendix 1

Process 1: Applications for distributed generation with maximum export power of 10 kW or less in total

1. Contents of this Appendix

   1. This Appendix sets out Process 1 and applies to applications for distributed generation that has a maximum export power of 10 kW or less in total, unless the distributed generator that owns or operates the distributed generation has elected, under clause 4 of Schedule 6.1, to apply under Process 1A.

   2. Process 1 provides for a one-stage application process.

   
   

   Application process

   
   

2. Application for distributed generation with maximum export power of 10kW or less in total

   1. A distributed generator must apply to a distributor by—

      1. using the application form provided by the distributor that is published under clause 6.3(2)(a); and

      2. providing any information in respect of the distributed generation to which the application relates that is—

         1. referred to in subclause (2); and

         2. specified by the distributor under clause 6.3(3) as being required to be provided with the application; and

      3. paying the application fee (if any) specified by the distributor in accordance with clause 6.3(2)(e).

   2. The information required by subclause (1)(b) includes the following:

      1. the full name and address of the distributed generator and the contact details of a person that the distributor may contact regarding the distributed generation:

      2. whether the application is to—

         1. connect distributed generation; or

         2. continue an existing connection of distributed generation that is connected in accordance with a connection contract if the connection contract—

            1. is in force and the distributed generator wishes to extend the term of the connection contract; or

            2. has expired; or

         3. continue an existing connection of distributed generation that is connected without a connection contract; or

         4. change the maximum export power or fuel type of connected distributed generation:

      3. evidence of the maximum export power that the distributed generation will have, or other suitable evidence that the distributed generation is or will only be capable of generating electricity at a rate of 10 kW or less:

      4. if the application is to change the maximum export power or fuel type of connected distributed generation—

         1. the maximum export power that the distributed generation will have after the change; and

         2. the aggregate maximum export power that all distributed generation that is connected at the point of connection at which the distributed generation is connected will have after the change; and

         3. the fuel type that the distributed generation will have after the change:

      5. details of the fuel type of the distributed generation (for example, solar, wind, or liquid fuel):

      6. a brief description of the physical location at the address at which the distributed generation is or will be connected:

      7. if the application is to connect distributed generation, when the distributed generator expects the distributed generation to be connected:

      8. technical specifications of the distributed generation and associated equipment, including the following:

      9. technical specifications of equipment that allows the distributed generation to be electrically disconnected from the distribution network on loss of mains voltage:

         1. manufacturer's rating of equipment:

         2. number of phases:

         3. proposed or current point of connection to the distribution network (for example, the ICP identifier and street address):

         4. details of either or both of any inverter and battery storage:

         5. details of the voltage (for example, 400 V or 11 kV) when it is electrically connected:

         1. information showing how the distributed generation complies with the

            distributor's connection and operation standards:

         2. any additional information or documents that are reasonably required by the

         distributor.

   3. The distributed generator must provide the distributor with the information required by clause 7(1)(o) of Schedule 11.1.

   4. The distributor must, within 5 business days of receiving an application, give written notice to the distributed generator advising whether or not the application is complete.

   
   

3. Distributor's decision on application

   1. A distributor must, within 30 business days after the date of receipt of a completed application made in accordance with clause 2, give notice in writing to the applicant stating whether the application is approved or declined.

   2. A distributor must approve an application if—

      1. the application has been properly made in accordance with the Act and Part 6 of this Code; and

      2. the information provided in the application reasonably demonstrate that—

         1. the distributed generator will ensure that the distributed generation

            complies with the Act and this Code; and

         2. the distributed generation meets the distributor's connection and operation standards; and

      3. if applicable, the criteria in the queueing and management policy for distributors for approving the application are satisfied.

   3. A distributor may only decline a completed application if it reasonably considers that the matters in subclause (2) are not met.

   4. A notice stating that an application is declined must be accompanied by the following information:

      1. detailed reasons as to why the application has been declined and the steps that the

         applicant can take to achieve approval if it makes a new application:

      2. if applicable, the criteria in the queueing and management policy for distributors that supported the decision:

      3. information about the default process under Schedule 6.3 for the resolution of disputes between participants about an alleged breach of any provision of Part 6 of this Code:

      4. that if the distributed generator is not a participant, the distributed generator may report to the Authority under the Electricity Industry (Enforcement) Regulations 2010 if it considers that the distributor has breached any requirement in Part 6 of this Code.

   
   

4. Extension of time by mutual agreement for distributor to process application

   1. A distributor may seek an extension of the time specified in clause 3(1) by which the distributor must give notice in writing stating whether an application is approved or declined.

   2. The distributor must provide notice in writing to the distributed generator specifying the reasons for the extension.

   3. The distributed generator that made the application—

      1. may grant an extension which must not exceed 20 business days; and

      2. must not unreasonably withhold consent to an extension.

   
   

5. Distributed generator must give notice of intention to negotiate

   1. If a distributor advises a distributed generator that its application is approved, the distributed generator must give written notice to the distributor confirming whether the distributed generator intends to negotiate a connection contract under clause 6 and, if so, confirming the details of the distributed generation to which the application relates.

   2. The distributed generator must give the notice under subclause (1) within 10 business days after the distributor gives notice of final approval, or such later date as is agreed by the distributor and the distributed generator.

   3. The distributor's duties under Part 6 of this Code arising from the application no longer apply if the distributed generator fails to give notice to the distributor within the time limit specified in subclause (2).

   4. Subclause (3) does not prevent the distributed generator from making a new application under Part 6 of this Code.

   
   

   Post-approval process

   
   

6. 30 business days to negotiate connection contract if distributed generator gives notice of intention to proceed

   1. If a distributed generator whose application under clause 2 is approved gives notice to a distributor under clause 5, the distributor and the distributed generator have 30 business days, starting on the date on which the distributor receives the notice, during which they must, in good faith, attempt to negotiate a connection contract.

   2. The distributor and the distributed generator may, by agreement, extend the time specified in subclause (1) for negotiating a connection contract.

   
   

7. Testing and inspection

   1. Subject to subclause (2), a distributed generator whose application under clause 2 is approved by a distributor must test and inspect the distributed generation to which the application relates within a reasonable time frame specified by the distributor.

   2. The distributor may waive the requirement that the distributed generator test and inspect if the distributor is satisfied that the distributed generation complies with the distributor’s connection and operation standards.

   3. The distributed generator must give adequate notice of the testing and inspection to the distributor.

   4. The distributor may send qualified personnel to the site to observe the testing and inspection.

   5. The distributed generator must give the distributor a written test report when testing and inspection is complete, including suitable evidence that the distributed generation complies with the distributor's connection and operation standards.

   6. The distributed generator must pay any fee specified by the distributor in accordance with clause 6.3(2)(e) for observing the testing and inspection.

   
   

8. Connection of distributed generation if connection contract negotiated

   1. This clause applies if a distributor and a distributed generator whose application under Process 1 is approved enter into a connection contract before the period for negotiating a connection contract under Process 1 expires.

   2. If the application is to connect distributed generation under clause 2(1)(a) of Schedule 6.1, the distributor must allow the distributed generator to connect the distributed generation in accordance with the contract as soon as practicable.

   3. If the application is to continue an existing connection of distributed generation under clause 2(1)(b) of Schedule 6.1, the distributor must use its best endeavours to ensure that the new terms under which the distributed generator's existing connection continues apply—

      1. as soon as practicable, if the previous connection contract has expired; or

      2. no later than the expiry of the previous connection contract, if the contract is in force.

   4. If the application is to continue an existing connection for which there is no connection contract under clause 2(1)(c) of Schedule 6.1, the distributor must use its best endeavours to ensure that the new terms under which the distributed generator's existing connection continues apply as soon as practicable.

   5. If the application is to change the maximum export power or fuel type of connected distributed generation under clause 2(e) of Schedule 6.1, the distributor must use its best endeavours to ensure that the new terms under which the distributed generator's existing connection continues apply as soon as practicable.

   
   

9. Connection of distributed generation on regulated terms if connection contract not negotiated

1. This clause applies if a distributor and a distributed generator whose application under Process 1 is approved do not enter into a connection contract before the period for negotiating a connection contract under this Part of this Schedule expires or, prior to expiry, a distributed generator gives notice to a distributor that it will not enter into a connection contract.

2. If the application is to connect distributed generation under clause 2(a) of Schedule 6.1, the distributor must allow the distributed generator to connect the distributed generation on the regulated terms as soon as practicable after the expiry of the period.

3. If the application is to continue an existing connection of distributed generation under clause 2(b) of Schedule 6.1, the regulated terms apply to the distributed generator’s existing connection as follows:

   1. if the previous connection contract has expired, the regulated terms apply from the day after the date on which the period for negotiating a connection contract under Process 1 expires:

   2. if the previous connection contract is still in force, the regulated terms apply from the day after the date on which the contract expired.

4. If the application is to continue an existing connection for which there is no connection contract under clause 2(c) of Schedule 6.1, the regulated terms apply from the day after the date that the period for negotiating a connection contract under Process 1 expires.

5. If the application is to change the maximum export power or fuel type of connected distributed generation under clause 2(e) of Schedule 6.1, the regulated terms apply from the day after the date that the period for negotiating a connection contract under this Part of this Schedule expires.

Appendix 1A

Process 1A: Applications for distributed generation with maximum export power of 10 kW or less in total in specified circumstances

1. Contents of this Appendix

   1. This Appendix sets out Process 1A and applies to applications relating to distributed generation that has a maximum export power of 10 kW or less in total to a distribution network if the applicant has elected, under clause 4 of Schedule 6.1, to apply under Process 1A.

   2. Process 1A provides for a simplified one-stage application process.

   
   

2. Application for distributed generation with maximum export power of 10 kW or less in total in specified circumstances

   1. An application to a distributor must use the application form provided by the distributor that is publicly available under clause 6.3(2)(a), and specify which of the following circumstances applies:

      1. the distributed generator wishes to connect distributed generation:

      2. the distributed generator wishes to continue an existing connection of distributed generation that is connected in accordance with a connection contract that—

         1. is in force and the distributed generator wishes to extend the term of the connection contract; or

         2. has expired:

      3. the distributed generator wishes to continue an existing connection of

         distributed generation that is connected without a connection contract:

      4. the distributed generator wishes to change the maximum export power or fuel type of connected distributed generation.

   2. An application made under this clause must include the following:

      1. the name, contact, and address details of the distributed generator and, if applicable, the distributed generator’s agent:

      2. a brief description of the physical location at the address at which the distributed generation is or will be connected:

      3. any application fee specified by the distributor in accordance with clause 6.3(2)(e):

      4. details of the make and model of the inverter:

      5. confirmation as to whether the inverter—

         1. is included on the distributor’s list of approved inverters published under clause 6.3(2)(f); or

         2. conforms with the settings specified in the distributor’s connection and operation standards:

      6. if the inverter is not included on the distributor’s list of approved inverters, a copy of the AS/NZS 4777.2:2020 Declaration of Conformity certificate for the inverter:

      7. details of—

         1. the maximum export power of the distributed generation; and

         2. the fuel type of the distributed generation (for example, solar, wind, or liquid fuel).

      8. the information required by clause 7(1)(o) of Schedule 11.1.

   3. Until 1 September 2026, an application must also include—

      1. confirmation as to whether the inverter conforms with the control settings and volt response mode settings specified in the distributor’s connection and operation standards; and

      2. confirmation that the distributed generation has a maximum export power limit that does not exceed the maximum export power threshold, if any, specified by the distributor in its connection and operation standards; and

      3. the maximum export power of the distributed generation.

   4. The distributed generator must also give the distributor the following information as soon as it is available, but no later than 10 business days after the approval of the application:

      1. a copy of the Certificate of Compliance issued under the Electricity (Safety) Regulations 2010 that relates to the distributed generation:

      2. the ICP identifier of the ICP at which the distributed generation is connected or is proposed to be connected, if one exists.

   5. A distributor must, no later than 2 business days after receiving an application from a

   distributed generator, acknowledge receipt of the application.

   
   

3. Distributor may inspect distributed generation

   1. A distributor may inspect distributed generation that is connected or is proposed to be connected to its distribution network for the purpose of—

      1. verifying that the distributed generation meets, or continues to meet, the requirements specified in clause 4 of Schedule 6.1; or

      2. verifying the information contained in an application made under Process 1A.

   2. If a distributor wishes to inspect distributed generation, the distributor must give the distributed generator at least 2 business days’ notice of the time and date on which the inspection will take place.

   3. Following receipt of a notice, the distributed generator must—

      1. pay the fee specified by the distributor in accordance with clause 6.3(2)(e) for the inspection (if any); and

      2. provide or arrange for the distributor to have reasonable access to the

   distributed generation.

   
   

4. Export congestion

   1. This clause applies if a distributed generator applies to a distributor under Process 1A to connect distributed generation or continue an existing connection of distributed generation to a location on the distributor's distribution network that is included in the list published in accordance with clauses 6.3(2)(da) or 6.3(2)(db).

   2. The distributor may advise the distributed generator that the distributed generation may be subject to export congestion as set out in the distributor’s congestion management policy.

   3. If a distributor has advised a distributed generator under subclause (2), the distributor must take reasonable steps to work with the distributed generator to assess whether solutions exist to mitigate the export congestion.

   
   

5. Non-compliance or incomplete information

   1. This clause applies if a distributor considers that an application made to it by a distributed generator under Process 1A has one or more of the following deficiencies:

      1. the distributed generation to which the application relates does not meet the requirements specified in clause 4 of Schedule 6.1:

      2. the distributed generation to which the application relates is not as described in the information given under clause 2(2):

      3. the distributed generator has not complied with clause 2(2).

   2. If this clause applies, the distributor must advise the distributed generator of the deficiency or deficiencies.

   3. If the distributed generator is advised of a deficiency or deficiencies, it must remedy each deficiency to the satisfaction of the distributor no later than 10 business days after being advised of the deficiency.

   4. If the distributed generator is required to remedy a deficiency it must pay the relevant fee specified by the distributor in accordance with clause 6.3(2)(e).

   5. If the distributed generator does not remedy each deficiency of which it is advised within the time frame specified in subclause (3)—

      1. if the distributed generation to which the application relates is electrically connected to the distributor's distribution network at the time the distributor advises the distributed generator under subclause (2), the distributor may, by notice to the distributed generator, require the distributed generator to—

         1. electrically disconnect the distributed generation within a reasonable time frame specified by the distributor (if applicable); and

         2. keep the distributed generation electrically disconnected until each deficiency is remedied to the distributor's satisfaction; or

      2. if the distributed generation is not connected to the distributor’s distribution network at the time of being advised under subclause (2), the distributor may, by notice to the distributed generator, prohibit the distributed generator from connecting the distributed generation to the distributor's distribution network until each deficiency is remedied to the distributor’s satisfaction.

   6. The distributor must approve connection of the distributed generation as soon as is reasonable in the circumstances if—

      1. the distributed generator complies with a notice given under subclause (5)(a) (if applicable); and

      2. the distributed generator remedies each deficiency advised under subclause (2)—

         1. to the satisfaction of the distributor; and

         2. no later than 12 months after the date of the notice given under subclause

            (5) or such later date as is agreed by the distributor and the distributed generator.

   7. If the distributor approves the connection of distributed generation, it must give a notice of final approval to the distributed generator under clause 6.

   
   

6. Notice of final approval

   1. A distributor must give a notice of final approval of distributed generation to a distributed generator that has made an application to the distributor under Process 1A if the distributor is satisfied that—

      1. the distributed generation meets the requirements specified in clause 4 of Schedule 6.1; and

      2. the information given by the distributed generator under clause 2(2) is complete and accurate.

   2. The distributor must give the notice no later than 10 business days after the date on which the application was submitted.

   3. If the distributed generator does not receive a notice by the date specified in subclause (2), the distributor is deemed to have given notice of final approval.

      
      

7. Regulated terms apply

   1. If a distributor gives a notice of final approval to a distributed generator under clause 6, the regulated terms apply.

   2. Despite subclause (1), and in accordance with clause 6.6(4), the distributor and distributed generator may at any time enter into a connection contract on terms that apply instead of the regulated terms.

   
   

8. When distributed generator may connect to distribution network

1. A distributed generator that has submitted an application to a distributor under clause 4 of Schedule 6.1 may connect the distributed generation to which the application relates to the distributor's distribution network if the distributed generator receives a notice of final approval under clause 6(1), or is deemed to have received a notice of final approval under clause 6(3).

2. Despite subclause (1) a distributor may prohibit a distributed generator from connecting if—

   1. the distributor has advised the distributed generator of a deficiency under clause 5(2) and the deficiency has not been remedied in accordance with clause 5(3); or

   2. the distributor gave notice that it wished to inspect the distributed generation under clause 3(2), but the distributed generator has not provided or arranged for the distributor to have reasonable access to the distributed generation under clause 3(3)(b).

Appendix 2

Process 2: Applications for distributed generation

with maximum export power of 10 kW and below 300 kW in total

1. Contents of this Appendix

   1. This Appendix sets out Process 2 and applies to applications for distributed generation with maximum export power above 10 kW and below 300 kW in total to a distribution network.

   2. Process 2 provides for a two-stage application process.

   
   

   Initial application process

   
   

2. Distributed generator must make initial application and give information

   1. A distributed generator must make an initial application to a distributor by—

      1. using the application form provided by the distributor that is published under clause 6.3(2)(a); and

      2. providing any information in respect of the distributed generation to which the application relates that is—

         1. referred to in subclause (2); and

         2. specified by the distributor under clause 6.3(3) as being required to be provided with the application; and

      3. paying the application fee (if any) specified by the distributor in accordance with clause 6.3(2)(e).

   2. The information required by subclause (1)(b) includes the following:

      1. the full name and address of the distributed generator and the contact details of a person whom the distributor may contact regarding the distributed generation:

      2. whether the application is to—

         1. connect distributed generation; or

         2. continue an existing connection of distributed generation that is connected in accordance with a connection contract if the connection contract—

            1. is in force and the distributed generator wishes to extend the term of the connection contract; or

            2. has expired; or

         3. continue an existing connection of distributed generation that is connected without a connection contract; or

         4. change the maximum export power, nameplate capacity, inverter model, electricity producing components within the connected distributed generation, or fuel type of connected distributed generation:

      3. evidence of the maximum export power that the distributed generation will have:

      4. if the application is to change the maximum export power, nameplate capacity, inverter model, electricity producing components within the connected distributed generation, or fuel type of connected distributed generation—

         1. the maximum export power that the distributed generation will have after the change; and

         2. the aggregate maximum export power that all distributed generation that is connected at the point of connection at which the distributed generation is connected will have after the change; and

         3. if applicable—

            1. the model number of the new inverter; and

            2. the technical specifications for the new electricity producing components; and

            3. the fuel type that the distributed generation will have after the change:

      5. details of the fuel type of the distributed generation (for example, solar, wind, or liquid fuel):

      6. a brief description of the physical location at the address at which the distributed generation is or will be connected:

      7. if the application is to connect distributed generation, when the distributed generator expects the distributed generation to be connected:

      8. technical specifications of the distributed generation and associated equipment, including the following:

      9. technical specifications of equipment that allows the distributed generation to be electrically disconnected from the distribution network on loss of mains voltage:

   1. manufacturer's rating of equipment:

   2. number of phases:

   3. proposed or current point of connection to the distribution network (for example, the ICP identifier and street address):

   4. details of either or both of any inverter and battery storage:

   5. details of the voltage (for example, 400 V or 11 kV) when electrically connected:

   1. information showing how the distributed generation complies with the

      distributor's connection and operation standards:

   2. the maximum active power injected (MW max):

   3. the reactive power requirements (MVArs) (if any):

   4. resistance and reactance details of the distributed generation:

   5. fault level contribution (kA):

   6. method of voltage control:

   7. single line diagram of proposed connection:

   8. means of synchronising with, electrically connecting to, and electrically disconnecting from, the distribution network, including the type and ratings of the proposed circuit breaker:

   9. details of compliance with frequency and voltage support requirements as specified in this Code (if applicable):

   10. proposed periods and amounts of electricity injections into, and offtakes from, the distribution network (if known):

   11. any other information that is required by the system operator:

   12. any additional information or documents that are reasonably required by the

   distributor.

   1. The distributed generator must provide the distributor with the information required by clause 7(1)(o) of Schedule 11.1.

   2. The distributor must, within 5 business days of receiving an initial application, give written notice to the applicant advising whether or not the application is complete and, if not, what information is needed to complete the application.

   
   

3. Distributor must give information to distributed generator

   A distributor must give a distributed generator that makes an initial application the following information within 30 business days of receiving the completed initial application:

   1. information about the capacity of the distribution network, including both the design capacity (including fault levels) and actual operating levels:

   2. information about the extent to which connection and operation of the distributed generation may result in a breach of the relevant standards for safety, voltage, power quality, and reliability of electricity conveyed to points of connection on the distribution network:

   3. information about any measures or conditions (including modifications to the design and operation of the distribution network, the grid or to the operation of the distributed generation) that may be necessary to address the matters referred to in paragraphs (a) and (b):

   4. the approximate costs of any distribution network related measures or conditions identified under paragraph (c) and an estimate of time constraints or restrictions that may delay connecting the distributed generation:

   5. information about any further detailed investigative studies, including estimated cost and time to complete those studies, that the distributor reasonably considers are necessary to identify any potential adverse effects the distributed generation may have on the system, together with an indication of—

      1. whether the distributor agrees to the distributed generator, or a suitably qualified agent of the distributed generator, undertaking those studies and, if not, the reasons for the distributor’s decision; or

      2. if the distributor does not agree to the matters in subparagraph (i), whether the distributor could undertake those studies and, if so, the reasonable estimated cost of the studies that the distributed generator would be charged:

   6. information about any obligations to other parties that may be imposed on the distributor and that could affect the distributed generation (for example, obligations to Transpower, in respect of other networks, or under this Code):

   7. any additional information or documents that the distributor considers would assist the distributed generator's application:

   8. information about the extent to which planned and unplanned outages may adversely affect the operation of the distributed generation.

      
      

4. Other matters to assist with decision making

   1. A distributor must provide, if requested by a distributed generator making an initial application, further information that is reasonably necessary to enable the distributed generator to consider and act on the information given by the distributor under clause 3.

   2. The information that the distributor must provide under subclause (1) may include single line diagrams, equipment ratings, normal switch configurations (including fault levels), and protection system details relevant to the current or proposed point of connection of the distributed generation to the distribution network.

   3. The distributor must provide the further information under this clause within 10

   business days of the request being received.

   
   

5. Distributor and distributed generator must make reasonable endeavours regarding new information

   If a distributor or a distributed generator has given information to the other party under this Appendix and subsequently becomes aware of new information that is relevant to the application, the party that becomes aware of the new information must use reasonable endeavours to provide the other party with the new information.

   
   

6. Distributor's decision on initial application

   1. A distributor must, within 40 business days after receiving the completed initial application, give notice in writing to the distributed generator stating whether the initial application is approved or declined.

   2. A distributor must approve an initial application, subject to any conditions specified by the distributor that are reasonably required, if—

      1. the initial application has been properly made in accordance with the Act and Part 6 of this Code; and

      2. the information provided in the initial application would reasonably support an assessment by the distributor; and

      3. if applicable, the criteria in the queueing and management policy for distributors for approving the application are satisfied.

   3. A distributor may only decline a completed application if it reasonably considers that the matters in subclause (2) are not met.

   4. A distributor may approve an initial application that does not comply with their

      connection and operation standards.

   5. If the distributor does not give notice in accordance with subclause (1) before the expiry of the time frame in this clause, the distributed generator may refer the failure to comply with subclause (1) to the disputes process set out in Schedule 6.3.

   6. A notice stating that an initial application is approved must be accompanied by information about estimated charges payable by the distributed generator to the distributor to assess a final application.

   7. A notice stating that an initial application is declined must be accompanied by detailed reasons as to why the initial application is declined and, if applicable, include the criteria in the queueing and management policy for distributors that supported the decision.

   
   

   Final application process

   
   

7. Distributed generator must make final application

   1. A distributed generator that makes an initial application to a distributor must make a final application, no later than 12 months after the date on which the distributor approved the initial application, if the distributed generator wishes to proceed with the application, unless—

      1. the distributor and the distributed generator agree that a final application is not required; and

      2. there are no persons to whom the distributor must give written notice under clause 8 at the time that the distributor and distributed generator agree that a final application is not required; or

      3. the distributor agrees to accept a final application later than 12 months after the date on which it approved the initial application.

   2. If a final application is not required under subclause (1)—

      1. subclause (3) does not apply; and

      2. the distributed generator’s initial application must be treated as a final application for the purposes of clauses 8 to 17.

   3. The distributed generator must make the final application by—

      1. using the final application form provided by the distributor that is published

         under clause 6.3(2)(a); and

      2. providing the results of any investigative studies that were identified by the distributor under clause 3(e)(i) and to be undertaken by the distributed generator or the distributed generator's agent; and

      3. paying the final application fee (if any) specified by the distributor in accordance with clause 6.3(2)(e).

   
   

8. Notice to third parties

   A distributor that receives a final application must give written notice of the final application to the following persons no later than 10 business days after receiving the final application:

   1. all persons that have made an initial application, interim application and final application relating to a part of the distribution network that the distributor considers would be affected by the approval of the final application; and

   2. all distributed generators that have distributed generation with a maximum export power of 10 kW or more in total connected on the regulated terms to the part of the distribution network that the distributor considers would be affected by the approval of the final application.

9. Priority of final applications

   A distributor must prioritise and manage final applications in accordance with the

   queueing and management policy for distributors.

   
   

10. Distributor's decision on final application

    1. A distributor must, within the time limit specified in clause 11 but subject to clause 9, give notice in writing to the distributed generator stating whether the final application is approved or declined.

    2. A distributor must approve a final application, subject to any conditions specified by the distributor that are reasonably required, if—

       1. the application has been properly made in accordance with the Act and Part 6 of this Code; and

       2. the information provided in the application reasonably demonstrates that—

          1. the distributed generator will ensure that the distributed generation

             complies at all times with the Act, and this Code; or

          2. the distributed generation meets the distributor's connection and operation standards.

    3. A distributor may only decline a completed application if it reasonably considers that the matters in subclause (2) are not met.

    4. A notice stating that a final application is approved must be accompanied by the following information:

       1. a detailed description of any conditions (or other measures) that are conditions of the approval under subclause (2), and what the distributed generator must do to comply with them:

       2. detailed reasons for those conditions (or other measures):

       3. a detailed description of any charges payable by the distributed generator to the distributor or by the distributor to the distributed generator, and an explanation of how the charges have been, or will be, calculated:

       4. the default process for resolving disputes under Schedule 6.3, if the distributed generator disputes all or any of the conditions (or other measures) or charges payable.

    5. A notice stating that a final application is declined must be accompanied by the following information:

       1. detailed reasons as to why the final application was declined and what the distributed generator must do to obtain the distributor’s approval if it makes a new final application:

       2. if applicable, the criteria in the queueing and management policy for distributors that supported the decision:

       3. the default process for resolving disputes between participants under Schedule 6.3.

    
    

11. Time within which distributor must decide final applications

    1. A notice required by clause 10(1) must be given by a distributor to a distributed generator no later than 45 business days after the date of receipt of the final application.

    2. The distributor may, where zone substation work and/or input from Transpower is required to connect a distributed generator, seek up to 2 extensions of the time specified in subclause (1).

    3. If the distributor requires grid studies to decide the final application, the distributor

       may seek up to 2 additional extensions of the time specified in subclause (1).

    4. If a distributor seeks an extension of time under subclauses (2) and (3) it must provide the distributed generator with a notice in writing specifying the reasons why the extension of time is sought.

    5. A distributed generator that receives a notice seeking an extension of time under subclauses (2) and (3)—

       1. may grant an extension which must not exceed 40 business days; and

       2. must not unreasonably withhold consent to an extension.

    6. The distributor may use the dispute resolution process set out in Schedule 6.3 if it considers the distributed generator has unreasonably withheld consent to an extension under subclause (5)(b).

    7. Subclause (8) applies if the distributor requests or requires further information from the distributed generator that was missing from the final application that the distributor reasonably needs in order to progress the final application.

    8. The total time frame will pause on the making of the request or requirement and will resume on the business day after the distributor receives the information.

    9. If the distributor does not give notice in accordance with subclause (1) before the expiry of the time frames in this clause, including any extensions of time, the distributed generator may refer the failure to comply with subclause (1) to the disputes process set out in Schedule 6.3.

    10. If subclause (9) applies, the applicant may choose to defer the distributor’s decision on its final application until a later date of its choosing.

    
    

12. Distributed generator must give notice of intention to negotiate

    1. If a distributor approves a final application, the distributed generator must give written notice to the distributor confirming whether or not the distributed generator intends to proceed to negotiate a connection contract under clause 13(1) and, if so, confirming—

       1. the details of the distributed generation; and

       2. that the distributed generator accepts all of the conditions (or other measures) that have been specified by the distributor under clause 10.

    2. The distributed generator must give the notice under subclause (1) no later than 30 business days after the day on which the distributor gives notice of final approval under clause 10, or such later date as is agreed by the distributor and the distributed generator.

    3. If the distributed generator is a participant and does not accept one or more of the conditions specified by the distributor under clause 10(2) (if any), but intends to proceed to negotiate a connection contract under clause 13(1), the distributed generator must—

       1. give notice of the dispute in accordance with clause 2 of Schedule 6.3 within 30 business days after the day on which the distributor gives notice of final approval under clause 10; and

       2. give a notice under subclause (1) within 30 business days after the dispute is resolved.

    4. The distributor's duties under Part 6 of this Code arising from the application no longer apply if the distributed generator fails to give notice to the distributor of an intention to proceed to negotiate a connection contract under clause 13(1) within the time limits specified in this clause.

    5. Subclause (4) does not prevent the distributed generator from making a new application under Part 6 of this Code.

    
    

    Post-approval process

    
    

13. 30 business days to negotiate connection contract if distributed generator gives notice of intention to negotiate

    1. If a distributed generator whose final application is approved gives notice of its intention to negotiate a connection contract to a distributor under clause 12(1), the distributor and the distributed generator have 30 business days, starting on the date on which the distributor receives the notice, during which they must, in good faith, attempt to negotiate a connection contract.

    2. The distributor and the distributed generator may, by agreement, extend the time specified in subclause (1) for negotiating a connection contract.

    
    

14. Testing and inspection

    1. A distributed generator whose final application is approved by a distributor must test and inspect the distributed generation to which the final application relates within a reasonable time frame specified by the distributor.

       (1A) The distributor may waive the requirement that the distributed generator test and inspect if the distributor is satisfied that the distributed generation complies with the distributor’s connection and operation standards.

    2. The distributed generator must give adequate notice of the testing and inspection to the distributor.

    3. The distributor may send qualified personnel to the site to observe the testing and inspection.

    4. The distributed generator must give the distributor a written test report when testing and inspection is complete, including suitable evidence that the distributed generation complies with the distributor’s connection and operation standards.

    5. The distributed generator must pay any fee specified by the distributor in accordance with clause 6.3(2)(e) for observing the testing and inspection.

    
    

15. Connection of distributed generation if connection contract negotiated

    1. This clause applies if a distributor and a distributed generator whose final application is approved enter into a connection contract before the period for negotiating a connection contract under Process 2 expires.

    2. If the application is to connect distributed generation under clause 2(a) of Schedule 6.1, the distributor must allow the distributed generator to connect the distributed generation in accordance with the contract as soon as practicable.

    3. If the application is to continue an existing connection of distributed generation under clause 2(b) of Schedule 6.1, the distributor must use its best endeavours to ensure that the new terms under which the distributed generator’s existing connection continues apply—

       1. as soon as practicable, if the previous connection contract has expired; or

       2. no later than the expiry of the previous connection contract, if the contract is in force.

    4. If the application is to continue an existing connection for which there is no connection contract under clause 2(c) of Schedule 6.1, the distributor must use its best endeavours to ensure that the new terms under which the distributed generator’s existing connection continues apply as soon as practicable.

    5. If the application is to change the maximum export power, nameplate capacity, inverter model, electricity producing components within the connected distributed generation, or fuel type of connected distributed generation under clause 2(d) of Schedule 6.1, the distributor must use its best endeavours to ensure that the new terms under which the distributed generator’s existing connection continues apply as soon as practicable.

    
    

16. Connection of distributed generation on regulated terms if connection contract not negotiated

    1. This clause applies if a distributor and a distributed generator whose final application is approved do not enter into a connection contract before the period for negotiating a connection contract under Process 2 expires or, prior to expiry, a distributor gives notice to a distributed generator that it will not enter into a connection contract.

    2. If the application is to connect distributed generation under clause 2(a) of Schedule 6.1, the distributor must allow the distributed generator to connect the distributed generation on the regulated terms as soon as practicable after the later of the following:

       1. the expiry of the period for negotiating a connection contract under Process 2:

       2. the date on which the distributed generator has fully complied with any conditions (or other measures) that were specified by the distributor under clause 10 as conditions of the connection.

    3. If the application is to continue an existing connection of distributed generation under clause 2(b) of Schedule 6.1, the regulated terms apply to the distributed generator's existing connection from the later of the following:

       1. the expiry of the period for negotiating a connection contract under Process 2:

       2. the expiry of the existing connection contract:

       3. the date on which the distributed generator has fully complied with any conditions (or other measures) that were specified by the distributor under clause 10 as conditions of the connection.

    4. If the application is to continue an existing connection for which there is no connection contract under clause 2(c) of Schedule 6.1, the regulated terms apply from the later of the following:

       1. the expiry of the period for negotiating a connection contract under Process 2:

       2. the date on which the distributed generator has fully complied with any conditions (or other measures) that were specified by the distributor under clause 10 as conditions of the connection.

    5. If the application is to change the maximum export power, nameplate capacity, inverter model, electricity producing components within the connected distributed generation, or fuel type of connected distributed generation under clause 2(d) of Schedule 6.1, the regulated terms apply from the later of the following:

       1. the expiry of the period for negotiating a connection contract under Process 2:

       2. the date on which the distributed generator has fully complied with any conditions (or other measures) that were specified by the distributor under clause 10 as conditions of the connection.

    
    

17. Approved final applications must connect to retain approval

1. A distributor may lapse final approval of a final application if the distributed generator fails to connect to the distributor’s network within the later of—

   1. 2 years from the date of final approval; or

   2. the date by which the distributed generator has agreed with the distributor to connect to the distributor’s network through fault of the distributed generator.

2. A distributed generator may refer the distributor’s decision to lapse final approval under subclause (1) to the disputes process in Schedule 6.3.

3. If a distributor decides to lapse final approval under subclause (1) the distributed generator must submit an initial application under clause 2 if it wishes to connect distributed generation to the distributor’s network.

Appendix 3

Process 3: Applications for distributed generation with maximum export power of 300 kW or more in total

1. Contents of this Appendix

   1. This Appendix sets out Process 3 and applies to applications for distributed generation with maximum export power of 300 kW or more in total to a distribution network.

   2. Process 3 provides for a three-stage application process.

   
   

   Initial application process

   
   

2. Distributed generator must make initial application, give information, and pay initial application fee

   1. A distributed generator must make an initial application to a distributor by—

      1. using the application form provided by the distributor that is published under clause 6.3(2)(a); and

      2. providing any information in respect of the distributed generation to which the application relates that is—

         1. referred to in subclause (3); and

         2. specified by the distributor under clause 6.3(3) as being required to be provided with the application; and

      3. paying the initial application fee specified by the distributor in accordance with clause 6.3(2)(e).

   2. The initial application fee is non-refundable and non-transferable unless the

      distributor agrees otherwise.

   3. The information required by subclause (1)(b) includes the following:

      1. the full name and address of the distributed generator and the contact details of a person whom the distributor may contact regarding the distributed generation:

      2. whether the application is to—

         1. connect distributed generation; or

         2. continue an existing connection of distributed generation that is connected in accordance with a connection contract if the connection contract—

            1. is in force and the distributed generator wishes to extend the term of the connection contract; or

            2. has expired; or

         3. continue an existing connection of distributed generation that is connected without a connection contract; or

         4. change the maximum export power, nameplate capacity, inverter model, electricity producing components within the connected distributed generation, or fuel type of connected distributed generation:

      3. evidence of the maximum export power that the distributed generation will have:

      4. if the application is to change the maximum export power, nameplate capacity, inverter model, electricity producing components within the connected distributed generation, or fuel type of connected distributed generation,—

         1. the maximum export power that the distributed generation will have after the change; and

         2. the aggregate maximum export power that all distributed generation that is connected at the point of connection at which the distributed generation is connected will have after the change; and

         3. the model number of the new inverter; and

         4. the technical specifications for the new electricity producing components; and

         5. the fuel type that the distributed generation will have after the change:

      5. details of the fuel type of the distributed generation (for example, solar, wind, or liquid fuel):

      6. a brief description of the physical location at the address at which the distributed generation is or will be connected:

      7. if the application is to connect distributed generation, when the distributed generator expects the distributed generation to be connected:

      8. technical specifications of the distributed generation and associated equipment, including the following:

      9. technical specifications of equipment that allows the distributed generation to be electrically disconnected from the distribution network on loss of mains voltage:

         1. manufacturer's rating of equipment:

         2. number of phases:

         3. proposed or current point of connection to the distribution network (for example, the ICP identifier and street address):

         4. details of either or both of any inverter and battery storage:

         5. details of the voltage (for example, 400 V or 11 kV) when electrically connected:

         1. information showing how the distributed generation complies with the

            distributor's connection and operation standards:

         2. the maximum active power injected (in MW):

         3. the reactive power requirements (in MVArs) (if any):

         4. resistance and reactance details of the distributed generation:

         5. fault level contribution (in kA):

         6. method of voltage control:

         7. single line diagram of proposed connection:

         8. means of synchronising with, electrically connecting to, and electrically disconnecting from, the distribution network, including the type and ratings of the proposed circuit breaker:

         9. details of compliance with frequency and voltage support requirements as specified in this Code (if applicable):

         10. proposed periods and amounts of electricity injections into, and offtakes from, the distribution network (if known):

         11. any other information that is required by the system operator:

         12. any additional information or documents that are reasonably required by the

         distributor.

   4. The distributed generator must provide the distributor with the information required by clause 7(1)(o) of Schedule 11.1.

   5. The distributor must, within 5 business days of receiving an initial application, give written notice to the applicant advising whether or not the application is complete and, if not, what information is needed to complete the application.

   
   

3. Distributor must give information to distributed generator

   A distributor must give a distributed generator that makes an initial application the following within 30 business days of receiving the completed initial application:

   1. information about the capacity of the distribution network, including both the design capacity (including fault levels) and actual operating levels:

   2. information about the extent to which connection and operation of the distributed generation may result in a breach of the relevant standards for safety, voltage, power quality, and reliability of electricity conveyed to points of connection on the distribution network:

   3. information about any measures or conditions (including modifications to the design and operation of the distribution network, the grid, or to the operation of the distributed generation) that may be necessary to address the matters referred to in paragraphs (a) and (b):

   4. the approximate costs of any distribution network related measures or conditions identified under paragraph (c) and an estimate of time constraints or restrictions that may delay connecting the distributed generation:

   5. information about any further detailed investigative studies, including estimated cost and time to complete those studies, that the distributor reasonably considers are necessary to identify any potential adverse effects the distributed generation may have on the system, together with an indication of—

      1. whether the distributor agrees to the distributed generator, or a suitably qualified agent of the distributed generator, undertaking those studies and, if not, the reasons for the distributor’s decision; or

      2. if the distributor does not agree to the matters in subparagraph (i), whether the distributor could undertake those studies and, if so, the reasonable estimated cost of the studies that the distributed generator would be charged:

   6. information about any obligations to other parties that may be imposed on the distributor and that could affect the distributed generation (for example, obligations to Transpower, in respect of other networks, or under this Code):

   7. any additional information or documents that the distributor considers would assist the distributed generator's application:

   8. information about the extent to which planned and unplanned outages may adversely affect the operation of the distributed generation.

4. Other matters to assist with decision making

   1. A distributor must provide, if requested by a distributed generator making an initial application, further information that is reasonably necessary to enable the distributed generator to consider and act on the information given by the distributor under clause 3.

   2. The information that the distributor must provide under subclause (1) may include single line diagrams, equipment ratings, normal switch configurations (including fault levels), and protection system details relevant to the current or proposed point of connection of the distributed generation to the distribution network.

   3. The distributor must provide the further information under this clause within 10

   business days of the request being received.

   
   

5. Distributor and distributed generator must make reasonable endeavours regarding new information

   If a distributor or a distributed generator has given information under this Appendix and subsequently becomes aware of new information that is relevant to the application, the party that becomes aware of the new information must use reasonable endeavours to provide the other party with the new information.

   
   

6. Distributor's decision on initial application

   1. A distributor must, within 40 business days of receiving the completed initial application, give notice in writing to the distributed generator stating whether the initial application is approved or declined.

   2. A distributor must approve an initial application, subject to any conditions specified by the distributor that are reasonably required, if—

      1. the initial application has been properly made in accordance with the Act and Part 6 of this Code; and

      2. the information provided in the application would reasonably support an assessment by the distributor; and

      3. if applicable, the criteria in the queueing and management policy for distributors for approving the application are satisfied.

   3. A distributor may only decline a completed application if it reasonably considers that the matters in subclause (2) are not met.

   4. A distributor may approve an initial application that does not comply with their

      connection and operation standards.

   5. If a distributor does not give notice in accordance with subclause (1), the distributed generator may refer the failure to comply with subclause (1) to the disputes process set out in Schedule 6.3.

   6. A notice stating that an initial application is approved must be accompanied by the following information:

      1. the priority position of the initial application in the distributor’s network connections pipeline at the time the distributor approved the initial application; and

      2. estimated charges payable by the distributed generator to the distributor to assess an interim application and final application.

   7. A notice stating that an initial application is declined must be accompanied by detailed reasons as to why the initial application is declined and what the distributed generator must do to resubmit an initial application and, if applicable, include the criteria in the queueing and management policy for distributors that supported the decision.

   8. A distributed generator may only resubmit an initial application once and must do so within 30 business days after receiving a notice under subclause (7), otherwise a new application is required.

   9. The distributor must not charge a distributed generator for initial applications that are resubmitted in accordance with subclause (8), where—

      1. there is no increase in either nameplate capacity or maximum export power of the distributed generation; and

      2. there is no change to the physical location of the point of connection of the

         distributed generation; and

      3. there is no change to the applicant making the application.

   
   

   Interim application process

   
   

7. Distributed generator must make interim application and give information

   1. A distributed generator that makes an initial application to a distributor must make an interim application, no later than 12 months after receiving initial approval from the distributor, if the distributed generator wishes to proceed with the application, unless—

      1. the distributor and the distributed generator agree that an interim application

         is not required; and

      2. there are no persons to whom the distributor must give written notice under clause 8 at the time that the distributor and distributed generator agree that an interim application is not required; or

      3. the distributor agrees to accept an interim application later than 12 months after the date on which it approved the initial application.

   2. If an interim application is not required in accordance with subclause (1)—

      1. subclause (3) does not apply; and

      2. the distributed generator’s initial application must be treated as an interim application for the purposes of clauses 8 to 11; and

      3. the distributed generator must still pay the interim application fee (if any) specified by the distributor in accordance with clause 6.3(2)(e).

   3. The distributed generator must make the interim application by—

      1. using the interim application form provided by the distributor that is published

         under clause 6.3(2)(a); and

      2. providing the results of any investigative studies that were identified by the distributor under clause 3(e)(i) and to be undertaken by the distributed generator or the distributed generator's agent; and

      3. providing details of any changes the distributed generator has made from the

         initial application; and

      4. paying the interim application fee (if any) specified by the distributor in accordance with clause 6.3(2)(e).

   
   

8. Notice to third parties

   A distributor that receives an interim application must give written notice of the interim application to the following persons no later than 10 business days after receiving the interim application:

   1. all persons that have made an initial application, interim application and final application relating to a part of the distribution network that the distributor considers would be affected by the approval of the interim application; and

   2. all distributed generators that have distributed generation with maximum export power of 10 kW or more in total connected on the regulated terms to the part of the distribution network that the distributor considers would be affected by the approval of the interim application.

      
      

9. Distributor's decision on interim application

   1. A distributor must, within the time limit specified in clause 10, give notice in writing to the distributed generator stating whether the interim application is approved or declined.

   2. A distributor must approve an interim application, subject to any conditions specified by the distributor that are reasonably required, if—

      1. the interim application has been properly made in accordance with the Act and Part 6 of this Code; and

      2. the information provided in the application reasonably demonstrates that—

         1. the distributed generator will ensure that the distributed generation

            complies at all times with the Act, and this Code; and

         2. the distributed generation meets the distributor's connection and operation standards (assuming that the distributed generator meets the conditions (if any) referred to in subclause (4)); and

         3. the results of the studies provided indicate to the distributor’s approval that the distributed generation can be connected without affecting other customers connected to the distributor’s network; and

         4. the distributor has not identified, as a result of the initial studies, additional studies required to support the connection.

   3. A distributor may only decline a completed application if it reasonably considers that the matters in subclause (2) are not met.

   4. A notice stating that an interim application is approved must be accompanied by the following information:

      1. a detailed description of any conditions (or other measures) that are conditions of the approval under subclause (2), and what the distributed generator must do to comply with them:

      2. detailed reasons for those conditions (or other measures):

      3. a detailed description of any charges that would be payable by the distributed generator to the distributor or by the distributor to the distributed generator, and an explanation of how the charges have been, or will be, calculated:

      4. the default process for resolving disputes under Schedule 6.3, if the distributed generator disputes all or any of the conditions (or other measures) or charges payable:

      5. the priority position of the interim application in the distributor’s network connections pipeline at the time the distributor approved the interim application:

      6. estimated charges payable by the distributed generator to the distributor to assess a final application.

   5. A notice stating that an interim application is declined must be accompanied by the following information:

      1. detailed reasons as to why the application has been declined and what the distributed generator must do to obtain the distributor’s approval if it resubmits its interim application under subclause (6):

      2. if applicable, include the criteria in the queueing and management policy for distributors that supported the decision:

      3. the default process for resolving disputes between participants under Schedule 6.3:

      4. that if the distributed generator is not a participant, the distributed generator may report to the Authority under the Electricity Industry (Enforcement) Regulations 2010 if it considers that the distributor has breached any requirement in Part 6 of this Code.

   6. A distributed generator may only resubmit an interim application once and must do so within 60 business days after receiving a notice under subclause (5), otherwise the distributed generator must submit a new interim application to the distributor.

   7. The distributor must not charge a distributed generator for interim applications that are resubmitted in accordance with subclause (6), where—

      1. there is no increase in either nameplate capacity or maximum export power of the distributed generation; and

      2. there is no change to the physical location of the point of connection of the

         distributed generation; and

      3. there is no change to the applicant making the application.

   
   

10. Time within which distributor must decide interim applications

    1. A notice required by clause 9(1) must be given by a distributor to a distributed generator no later than—

       1. 45 business days after the date of receipt of the interim application, in the case of distributed generation with maximum export power of less than 1 MW; or

       2. 60 business days after the date of receipt of the interim application, in the case of distributed generation with maximum export power of 1 MW or more but less than 5 MW; or

       3. 80 business days after the date of receipt of the interim application, in the case of distributed generation with maximum export power of 5 MW or more.

    2. The distributor may seek up to 2 extensions of the time specified in subclause (1) for approval of an interim application less than 1.5 MW, but only where zone substation works or input from Transpower is required, and may seek a further 2 extensions to decide an interim application of 1.5 MW or greater where zone substation works or input from Transpower is required.

    3. If the distributor requires grid studies to decide the interim application, the

       distributor may seek up to 2 additional extensions of time after subclause (2).

    4. If a distributor seeks an extension of time under subclause (2) and (3) it must provide the distributed generator with a notice in writing specifying the reasons why the extension of time is sought.

    5. A distributed generator that receives a notice seeking an extension of time under subclause (2) and (3)—

       1. may grant an extension which must not exceed 40 business days; and

       2. must not unreasonably withhold consent to an extension.

    6. The distributor may use the dispute resolution process set out in Schedule 6.3 if it considers the distributed generator has unreasonably withheld consent to an extension under subclause (5)(b).

    7. Subclause (8) applies if the distributor requests or requires further information from the distributed generator that was missing from the interim application, during the period set out in subclause (1).

    8. The total time frame will pause on the date the distributor makes the request or requirement and will resume on the business day after the distributor receives the information.

    9. If the distributor does not give notice in accordance with subclause (1) before the expiry of the time frames in this clause, including any extensions of time, the distributed generator may refer the failure to meet the time frame to the disputes process set out in Schedule 6.3.

    10. If subclause (9) applies, the distributed generator may choose to defer the

    distributor’s decision on its interim application until a later date of its choosing.

    
    

11. Distributed generator must give notice of a dispute

    1. If the distributed generator is a participant and does not accept one or more of the conditions specified by the distributor under clause 9(2) (if any), the distributed generator may give notice of the dispute in accordance with clause 2 of Schedule 6.3 within 30 business days after the day on which the distributor gives notice of approval under clause 9(1).

    2. If the distributed generator fails to notify the distributor of a dispute under subclause

       (1) within 30 business days after the date on which the distributed generator receives the conditions specified by the distributor under clause 9(2), the distributed generator is deemed to have accepted the conditions specified by the distributor.

    3. Subclause (2) does not prevent the distributed generator from declining the conditions specified by the distributor under clause 9(2) and making a new application under Part 6 of this Code.

    Final application process

12. Distributed generator must make final application

    1. A distributed generator that makes an interim application to a distributor must make a final application to the distributor no later than 90 business days after receiving a notice from the distributor under clause 9(2) approving the interim application, or 90 business days after the date on which a dispute was settled under Schedule 6.3, if the distributed generator wishes to proceed with the application, unless—

       1. the distributor and the distributed generator agree that a final application is not required; and

       2. there are no persons to whom the distributor must give written notice under clause 13 at the time that the distributor and distributed generator agree that a final application is not required; or

       3. the distributor agrees to accept a final application more than 90 business days

          after interim approval or the date that a dispute was settled under Schedule 6.3.

    2. If a final application is not required in accordance with subclause (1)—

       1. subclause (3) does not apply; and

       2. the distributed generator’s interim application must be treated as a final application for the purposes of clauses 13 to 23; and

       3. the distributed generator must still pay the final application fee (if any) specified by the distributor in accordance with clause 6.3(2)(e).

    3. The distributed generator must make the final application by—

       1. using the final application form provided by the distributor that is published

          under clause 6.3(2)(a); and

       2. accepting the conditions stipulated by the distributor under clause 9(3) (if any) and setting out how the final application responds to these conditions; and

       3. paying the final application fee (if any) specified by the distributor in accordance with clause 6.3(2)(e).

    4. If the distributor considers the final application does not adequately respond to the conditions the distributor must—

       1. notify the distributed generator of the inadequacies; and

       2. allow the distributed generator 10 business days to correct the inadequacies in the final application; and

       3. if the distributed generator has not been able to correct the inadequacies in the final application, the distributor may treat the final application as an interim application under clause 9.

    5. If subclause (4) applies, the distributor must not charge the distributed generator

    another interim application fee.

    
    

13. Notice to third parties

    A distributor that receives a final application must give written notice of the final application to the following persons no later than 10 business days after receiving the final application:

    1. all persons that have made an initial application, interim application and final application relating to a part of the distribution network that the distributor considers would be affected by the approval of the final application; and

    2. all distributed generators that have distributed generation with a maximum export power of 10 kW or more in total connected on the regulated terms to the part of the distribution network that the distributor considers would be affected by the approval of the final application.

       
       

14. Priority of final applications

    A distributor must prioritise and manage final applications in accordance with the

    queueing and management policy for distributors, if made.

    
    

15. Distributor's decision on final application

    1. A distributor must, within the time limit specified in clause 16, give notice in writing to the distributed generator stating whether the final application is approved or declined.

    2. A distributor must approve a final application, subject to any conditions specified by the distributor that are reasonably required, if—

       1. the final application has been properly made in accordance with the Act and Part 6 of this Code; and

       2. the information provided in the application reasonably demonstrates that—

          1. the distributed generator will ensure that the distributed generation

             complies with the Act, and this Code; and

          2. the distributed generation meets the distributor's connection and operation standards (assuming that the distributed generator meets the conditions (if any) referred to in subclause (3)).

    3. A distributor may only decline a final application if it reasonably considers that the matters in subclause (2) are not met.

    4. A notice stating that a final application is approved must be accompanied by the following information:

       1. a detailed description of any conditions (or other measures) that are conditions of the approval under subclause (2), and what the distributed generator must do to comply with them:

       2. detailed reasons for those conditions (or other measures):

       3. a detailed description of any charges payable by the distributed generator to the distributor or by the distributor to the distributed generator, and an explanation of how the charges have been, or will be, calculated:

       4. the default process for resolving disputes under Schedule 6.3, if the distributed generator disputes all or any of the conditions (or other measures) or charges payable:

       5. the priority position of the final application in the distributor’s network connections pipeline at the time the distributor approved the final application:

    5. A notice stating that an application is declined must be accompanied by the following information:

       1. detailed reasons as to why the application has been declined and what the distributed generator must do to obtain the distributor’s approval if it resubmits its final application:

       2. if applicable, include the criteria in the queueing and management policy for distributors that supported the decision:

       3. the default process for resolving disputes between participants under Schedule 6.3:

    6. A distributed generator may only resubmit a final application once and must do so within 30 business days of receiving a notice under subclause (5), otherwise the distributed generator must submit a new final application.

    7. The distributor must not charge a distributed generator for final applications that are resubmitted in accordance with subclause (6), where—

       1. there is no increase in either nameplate capacity or maximum export power of the distributed generation; and

       2. there is no change to the physical location of the point of connection of the

          distributed generation; and

       3. there is no change to the applicant making the application.

    
    

16. Time within which distributor must decide final applications

    1. A notice required by clause 15(1) must be given by a distributor to a distributed generator no later than—

       1. 20 business days after the date of receipt of the final application, in the case of

          distributed generation with maximum export power of less than 1 MW; or

       2. 30 business days after the date of receipt of the final application, in the case of distributed generation with maximum export power of 1 MW or more but less than 5 MW; or

       3. 40 business days after the date of receipt of the final application, in the case of

          distributed generation with maximum export power of 5 MW or more.

    2. The distributor may seek one extension of the time specified in subclause (1) for approval of a final application less than 1.5 MW, but only where zone substation works or Transpower’s input is required, and may seek a further 2 extensions of the time specified in subclause (1) to decide a final application of 1.5 MW or greater where zone substation works or input from Transpower is required.

    3. If a distributor seeks an extension of time under subclause (2) it must provide the distributed generator with a notice in writing specifying the reasons why the extension of time is sought.

    4. A distributed generator that receives a notice seeking an extension—

       1. may grant an extension which must not exceed 40 business days; and

       2. must not unreasonably withhold consent to an extension.

    5. The distributor may use the dispute resolution process set out in Schedule 6.3 if it considers the distributed generator has unreasonably withheld consent to an extension under subclause (4)(b).

    6. Subclause (7) applies if the distributor requests or requires further information from the distributed generator that was missing from the final application.

    7. The total time frame will pause on the making of the request or requirement and will resume on the business day after the distributor receives the information.

    8. If the distributor does not give notice in accordance with subclause (1) before the expiry of the time frames in this clause, including an extension of time, the distributed

       generator may refer the failure to comply with subclause (1) to the disputes process set out in Schedule 6.3.

    9. If subclause (8) applies, the applicant may choose to defer the distributor’s decision on its final application until a later date of its choosing.

    
    

17. Distributed generator must give notice of intention to negotiate

    1. If a distributor approves a final application, the distributed generator must give written notice to the distributor confirming whether or not the distributed generator intends to proceed to negotiate a connection contract under clause 18(1) and, if so, confirming—

       1. the details of the distributed generation; and

       2. that the distributed generator accepts all of the conditions (or other measures) that have been specified by the distributor under clause 15(2).

    2. The distributed generator must give the notice under subclause (1) no later than 30 business days after the day on which the distributor gives notice of final approval under clause 15(1), or such later date as is agreed by the distributor and the distributed generator.

    3. If the distributed generator is a participant and does not accept one or more of the conditions specified by the distributor under clause 15(2) (if any), but intends to proceed to negotiate a connection contract under clause 18(1), the distributed generator must—

       1. give notice of the dispute in accordance with clause 2 of Schedule 6.3 within 30 business days after the day on which the distributor gives notice of final approval under clause 15(1); and

       2. give a notice under subclause (1) within 30 business days after the dispute is resolved.

    4. The distributor's duties under Part 6 of this Code arising from the application no longer apply if the distributed generator fails to give notice to the distributor of an intention to proceed to negotiate a connection contract under clause 18(1) within the time limits specified in this clause.

    5. Subclause (4) does not prevent the distributed generator from making a new application under Part 6 of this Code.

    
    

    Post-approval process

    
    

18. 30 business days to negotiate connection contract if distributed generator gives notice of intention to negotiate

    1. If a distributed generator whose final application is approved gives notice to a distributor under clause 17(1), the distributor and the distributed generator have 30 business days, starting on the date on which the distributor receives the notice, during which they must, in good faith, attempt to negotiate a connection contract.

    2. The distributor and the distributed generator may, by agreement, extend the time specified in subclause (1) for negotiating a connection contract.

19. Connection of distributed generation if connection contract negotiated

    1. This clause applies if a distributor and a distributed generator whose final application is approved enter into a connection contract before the period for negotiating a connection contract under this Part of this Schedule expires.

    2. If the application is to connect distributed generation under clause 2(a) of Schedule 6.1, the distributor must allow the distributed generator to connect the distributed generation in accordance with the contract as soon as practicable.

    3. If the application is to continue an existing connection of distributed generation under clause 2(b) of Schedule 6.1, the distributor must use its best endeavours to ensure that the new terms under which the distributed generator’s existing connection continues apply—

       1. as soon as practicable, if the previous connection contract has expired; or

       2. no later than the expiry of the previous connection contract, if the contract is in force.

    4. If the application is to continue an existing connection for which there is no connection contract under clause 2(c) of Schedule 6.1, the distributor must use its best endeavours to ensure that the new terms under which the distributed generator’s existing connection continues apply as soon as practicable.

    5. If the application is to change the maximum export power, nameplate capacity, inverter model, electricity producing components within the connected distributed generation, or fuel type of connected distributed generation under clause 2(d) of Schedule 6.1, the distributor must use its best endeavours to ensure that the new terms under which the distributed generator’s existing connection continues apply as soon as practicable.

    
    

20. Connection of distributed generation on regulated terms if connection contract not negotiated

    1. This clause applies if a distributor and a distributed generator whose final application is approved do not enter into a connection contract before the period for negotiating a connection contract under this Part of this Schedule expires or, prior to expiry, a distributed generator gives notice to a distributor that it will not enter into a connection contract.

    2. If the application is to connect distributed generation under clause 2(a) of Schedule 6.1, the distributor must allow the distributed generator to connect the distributed generation on the regulated terms as soon as practicable after the later of the following:

       1. the expiry of the period for negotiating a connection contract under this Part of this Schedule:

       2. the date on which the distributed generator has fully complied with any conditions (or other measures) that were specified by the distributor under clause 15 as conditions of the connection.

    3. If the application is to continue an existing connection of distributed generation under clause 2(b) of Schedule 6.1, the regulated terms apply to the distributed generator's existing connection from the later of the following:

       1. the expiry of the period for negotiating a connection contract under this Part of this Schedule:

       2. the expiry of the existing connection contract:

       3. the date on which the distributed generator has fully complied with any conditions (or other measures) that were specified by the distributor under clause 15 as conditions of the connection.

    4. If the application is to continue an existing connection for which there is no connection contract under clause 2(c) of Schedule 6.1, the regulated terms apply from the later of the following:

       1. the expiry of the period for negotiating a connection contract under this Part of this Schedule:

       2. the date on which the distributed generator has fully complied with any conditions (or other measures) that were specified by the distributor under clause 15 as conditions of the connection.

    5. If the application is to change the maximum export power, nameplate capacity, inverter model, electricity producing components within the connected distributed generation, or fuel type of connected distributed generation under clause 2(d) of Schedule 6.1, the regulated terms apply from the later of the following:

       1. the expiry of the period for negotiating a connection contract under this Part of this Schedule:

       2. the date on which the distributed generator has fully complied with any conditions (or other measures) that were specified by the distributor under clause 15 as conditions of the connection.

    
    

21. Approved applications must meet milestones to retain priority position in distributor’s network connections pipeline

    1. A distributor must queue and manage approved final applications in accordance with the queueing and management policy for distributors including setting delivery milestones that the distributed generator must meet to maintain its priority position in the distributor’s network connections pipeline.

    2. A distributor and a participant must act reasonably when negotiating milestones.

    3. These milestones may relate to:

       1. securing environmental approvals:

       2. obtaining property rights and easements:

       3. obtaining Overseas Investment Office approval:

       4. confirming final grid connection requirements:

       5. signing delivery services agreement:

       6. signing construction contract:

       7. completing works construction:

       8. other issues that are reasonably required by the queueing and management policy for distributors.

    (3) The distributor must apply the queueing and management policy for distributors, recognising that there could be delays that lead to milestones not being achieved on time.

22. Approved final applications must meet milestones to retain approval

    1. A distributor may remove a final application that has not met the requirements in the queueing and management policy for distributors with regard to milestones referred to in clause 21 by applying the framework set out in the queueing and management policy for distributors.

    2. A distributor may lapse final approval of a final application if the distributed generator—

       1. consistently misses its milestones; or

       2. fails to renegotiate its missed milestones; or

       3. fails to connect to the distributor’s network within the later of—

          1. 2 years from the date of final approval; or

          2. by the date agreed with the distributor, through fault of the distributed generator.

    3. The distributed generator may—

       1. provide an initial application if it wishes to proceed; and

       2. dispute the lapsing of the final approval through the disputes process in Schedule 6.3.

    
    

23. Treatment of approved applications at the same network location

    A distributor must adhere to the queueing and management policy for distributors when making decisions on the priority positions of projects at the same network location.

    
    

24. Testing and inspection

1. A distributed generator whose final application is approved by a distributor must test and inspect the distributed generation to which the final application relates within a reasonable time frame specified by the distributor.

2. The distributor may waive the requirement that the distributed generator test and inspect if the distributor is satisfied that the distributed generation complies with the distributor’s connection and operation standards.

3. The distributed generator must give adequate notice of the testing and inspection to the distributor.

4. The distributor may send qualified personnel to the site to observe the testing and inspection.

5. The distributed generator must give the distributor a written test report when testing and inspection is complete, including suitable evidence that the distributed generation complies with the distributor’s connection and operation standards.

6. The distributed generator must pay any fee specified by the distributor in accordance with clause 6.3(2)(e) for observing the testing and inspection.

Schedule 6.2

1. New clause 2A of Schedule 6.2 inserted

   After clause 2 of Schedule 6.2, insert:

   
   

   2A Application of this Schedule

   These regulated terms apply where a distributed generator has applied to connect distributed generation to a distributor’s network and a connection contract is not agreed within the time frame set out in this Part.

1. Clause 3 of Schedule 6.2 amended

   1. After clause 3(4) of Schedule 6.2, insert:

      (4A) The distributed generator must seek the distributor’s approval before making any changes to the connection of the distributed generation, or changes to the distributed generation protection settings.

1. In clause 3(6)—

   1. delete “clause 18 of”; and

   2. delete “clause 20(3) of”.

      (7) Where the distributor’s power quality obligations are breached for any reason due to the operation of the distributed generation, the distributed generator will resolve the power quality obligations as soon as practicable at its own cost.

1. After clause 3(6) of Schedule 6.2, insert:

1. Clause 4 of Schedule 6.2 amended

   After clause 4(2) of Schedule 6.2, insert:

   (2A) The distributed generator must—

   1. provide any data required under subclause (2) to the distributor within 3

      business days of the request unless agreed otherwise; and

   2. deliver the data to the distributor in a manner agreed with the distributor; and

   3. format the data to comply with EIEP3 unless an alternative format is agreed; and

   4. manage the data in accordance with Parts 10 and 15 of the Code.

1. Clause 8 of Schedule 6.2 amended

   In clause 8(2)(a) of Schedule 6.2, insert “only if it is safe to do so” after “prior written consent”.

   
   

2. Clause 15 of Schedule 6.2 amended

   1. In clause 15(1)(a) of Schedule 6.2, insert “or the trader responsible for the distributed generation” after “distributed generator”.

      (aa) on request of the Authority in the event of default by a trader:

      (ab) in the event that the distributed generation interferes with the distributor’s network as set out in clause 13, and the distributed generator fails to correct the problem:

1. In clause 15(1) of Schedule 6.2 after paragraph (a), insert:

1. Clause 15A of Schedule 6.2 amended

   In clause 15A(1) of Schedule 6.2, replace “Part 1, Part 1A, or Part 2” with “Process 1

   and Process 1A”.

2. Clause 16 of Schedule 6.2 amended

   1. In clause 16(1) of Schedule 6.2, replace “subclause (2)” with “clause 5 of Schedule 6.1

      and subclause (2)”.

   2. After clause 16(1) of Schedule 6.2, insert:

   (1A) The distributor may seek a confidentiality agreement between itself and the

   distributed generator that does not contravene the requirements of clause 5 of Schedule 6.1.

1. Clause 22 of Schedule 6.2 amended

   In clause 22(b) of Schedule 6.2, replace “nameplate capacity” with “maximum export power”.

   
   

   Schedule 6.3

   
   

2. Clause 4 of Schedule 6.3 amended

   In clause 4(1) of Schedule 6.3, replace “pricing principles” with “distributed generation pricing principles”.

   
   

   Schedule 6.4

   
   

3. Schedule 6.4 heading amended

   Replace the heading to Schedule 6.4 with:

   Distributed generation pricing principles

4. Clause 2 of Schedule 6.4 amended

   In clause 2(i) of Schedule 6.4, replace “1” with “one”.

   
   

   Schedule 6.5

   
   

5. Clause 2 of Schedule 6.5 replaced

   2

   A distributor may require the payment of fees for any of the following activities prescribed under Part 6 of this Code to the maximum fee specified in the column opposite that activity:

   Replace clause 2 of Schedule 6.5 with:

   
   

   Description of fee	$ (exclusive of GST)
   Process 1 of Schedule 6.1 application
   Application fee under clause 2(1)(c) of Appendix 1	310

   
   

   Fee for observation of testing and inspection under clause 7(5) of Appendix 1	90
   Process 1A of Schedule 6.1 application
   Application fee under clause 2(2)(c) of Appendix 1A	140
   Fee for inspection under clause 3(3) of Appendix 1A	80
   Deficiency fee under clause 5(4) of Appendix 1A	110
   Process 2 and Process 3 of Schedule 6.1 applications
   Application fee for distributed generation with nameplate capacity of more than 10 kW but less than 100 kW	770
   Application fee for distributed generation with nameplate capacity of 100 kW or more in total but less than 1 MW	1,540
   Application fee for distributed generation with nameplate capacity of 1 MW or more	7,690
   Fee for observation of testing and inspection of distributed generation with nameplate capacity of more than 10 kW but less than 100 kW	180
   Fee for observation of testing and inspection of distributed generation with nameplate capacity of 100 kW or more	1,850

   Part 2

   Amendments to Parts 1 and 6 of the Electricity Industry Participation Code that come into force on 1 June 2027

6. Clause 1.1 amended (Interpretation)

   1. In clause 1.1(1), definition of aggregated capacity, replace “distributed generation” with “either load or distributed generation”.

   2. In clause 1.1(1), definition of applicant—

      1. in paragraph (a), replace “distributed generation” with “load or distributed generation”; and

      2. in paragraph (b), replace “distributed generation” with “load or distributed generation”; and

      3. in paragraph (c), insert “; or” after “distributed generation”; and

         (d) is a consumer and applies to a distributor to change the connected capacity of the person’s load connection

1. after paragraph (c), insert:

1. In clause 1.1(1), definition of connection and operation standards, insert “or load” after “distributed generation” in each place.

2. In clause 1.1(1), definition of final application—

   1. replace “Appendix 2” with “Appendices 2 and 4”; and

   2. replace “Appendix 3” with “Appendices 3 and 5”.

3. In clause 1.1(1), definition of initial application, replace “Appendices 2 and 3” with “Appendices 2, 3, 4, and 5”.

4. In clause 1.1(1), definition of interim application, replace “Appendix 3” with “Appendices 3 and 5”.

   load means, for the purposes of Part 6, any connection to a distribution network or to a consumer installation that consumes electricity

   
   

   process 4, for the purposes of Part 6, means the process that applies to applications for

   load above 69 kVA and below 500 kVA under Appendix 4 of Schedule 6.1

   
   

   process 5, for the purposes of Part 6, means the process that applies to applications for

   load of 500 kVA or more under Appendix 5 of Schedule 6.1

1. In clause 1.1(1), insert in their appropriate alphabetical order:

2. In clause 1.1(1), definition of maximum export power, in paragraph (a), insert “load” after “minimum”.

3. In clause 1.1(1), definition of network connections pipeline, insert “or load” after “distributed generation”.

4. In clause 1.1(1), definition of queueing and management policy for distributors—

   1. insert “or load” after “distributed generation” in each place; and

   2. replace “clause 9 of Appendix 2 and clause 14 of Appendix 3” with “clause 9 of Appendix 2, clause 14 of Appendix 3, clause 8 of Appendix 4 and clause 13 of

Appendix 5”.

1. Clause 6.1 amended (Contents of this Part)

   1. In clause 6.1(a), insert “and load” after “distributed generation”.

   2. In clause 6.1(b)—

      1. in paragraph (i), insert “or load” after “distributed generation”; and

      2. in paragraph (ii), insert “or load” after “distributed generation”; and

      3. in paragraph (iv), replace “; and” with “; or”; and

      4. insert:

   (v) change the capacity of a load connection; and

   
   

2. Clause 6.2 amended (Purpose)

   In clause 6.2, insert “and load” after “distributed generation”.

   
   

3. Clause 6.2A amended (Application of Part to distributors in respect of embedded networks)

   1. In clause 6.2A(b), replace “.” with “; or”.

   2. In clause 6.2A after paragraph (b), insert:

   (c) an applicant when the applicant wishes to connect or has load connected to such an embedded network that conveys less than 5 GWh of electricity per annum.

1. Clause 6.2AC amended (Application of Part to multiple points of connection or installations at the same location)

   In clause 6.2AC, replace “distributed generation” with “load or distributed generation” in each place.

   
   

2. Clause 6.3 amended (Distributors must publish information that is not confidential)

   1. In clause 6.3(1), insert “and load” after “distributed generation”.

   2. In clause 6.3(2)(d), insert “or load” after “distributed generation”.

   (3) In clause 6.3(4) after paragraph (a), insert:

   (ab) for load applications received by the distributor under Process 5 must include the following information:

   1. the number of load applications received:

   2. the sum of the load capacity of each of those applications (in MVA):

   3. the number of applications by load type (transport, process heat, data centre, or other load):

   4. the number of applications by project stage (initial application, interim application, final application, construction or connected):

   5. detail on each application in the network connections pipeline (priority position in pipeline, capacity (in MVA), load type, project stage, location by zone substation or feeder, and (where relevant) date connected).

1. In clause 6.3(5)(b), insert “or load” after “distributed generation”.

2. After clause 6.3(5), insert:

1. Clause 6.4 amended (Process for obtaining approval)

   1. In clause 6.4(1)—

      1. in paragraph (a), replace “connect distributed generation” with “connect

         distributed generation or load”; and

      2. in paragraph (b), insert “or load” after “distributed generation”; and

      3. in paragraph (c), insert “or load” after “distributed generation”; and

      4. in paragraph (d), replace “.” with “; or”; and

      5. after paragraph (d), insert:

   1. change the capacity of an existing load connection.

      
      

2. Clause 6.4A amended (Distributor and applicant may agree to simpler process for existing connection)

   1. In clause 6.4A(c) replace “; and” with “; or”.

   2. In clause 6.4A after paragraph (c), insert:

   (ca) there is a change to the capacity of the existing load connection; and

   
   

3. Clause 6.5 amended (Connection contract)

   In clause 6.5, insert “or load” after “distributed generation” in each place.

   
   

4. Clause 6.7 amended (Extra terms)

   In clause 6.7(1)(b)(ii), replace “clause 13 of Appendix 2 and clause 18 of Appendix 3” with “clause 13 of Appendix 2, clause 18 of Appendix 3, clause 13 of Appendix 4, and

   clause 18 of Appendix 5”.

   
   

5. Clause 6.9 amended (Distributed generation pricing principles)

   In clause 6,9, insert as subclause (2):

   (2) Where an application for connection includes both distributed generation and load

   (including an energy storage system), then clause 6B.2(3) applies for the load component and, subject to 6B.2(3), Schedule 6.4 applies to the distributed generation component of the application (including, in respect of an energy storage system, the provision of network support management by the energy storage system).

1. Clause 6.11 amended (Distributors must act at arm’s length)

   In clause 6.11(a), insert “or load” after “distributed generation”.

   
   

2. Clause 6.13 amended (This Part does not apply to earlier connections)

   (1) In clause 6.13, insert as subclause (2):

   (2) This Part does not apply in relation to, or affect, any load connections connected under a contract entered into before 1 June 2027, except for the purpose of renewing or extending the term of the contract.

Schedule 6.1

1. Clause 1 of Schedule 6.1 amended

   In clause 1 of Schedule 6.1—

   1. in paragraph (a), insert “or load” after “distributed generation”; and

   2. in paragraph (c), insert “and load connections” after “distributed generation”.

      
      

2. Clause 2 of Schedule 6.1 amended

   1. In clause 2(a), (b) and (c) of Schedule 6.1, insert “or load” after “distributed generation” in each place.

   2. In clause 2(e) of Schedule 6.1, replace “.” with “; or”.

   3. In clause 2 of Schedule 6.1 after paragraph (e), insert:

   1. change the capacity of an existing load connection.

   
   

3. Clause 3 of Schedule 6.1 amended

   1. Process 4, which is set out in Appendix 4, applies to applications for load above 69 kVA and below 500 kVA in total:

   2. Process 5, which is set out in Appendix 5, applies to applications for load at 500

   kVA and above in total:

1. In clause 3(2) of Schedule 6.1 after paragraph (d), insert:

   1. If an applicant wishes to connect both distributed generation and load at the same ICP the applicant must only make an application for the connection of the higher capacity of either distributed generation or load.

   2. Where subclause (3) applies—

      1. an applicant must provide the required information for both distributed generation and load; and

      2. the distributor and the applicant may enter into a combined connection contract; and

      3. if a combined connection contract cannot be agreed within the period set out in this Part, the regulated terms for the connection of distributed generation apply for the distributed generation connection.

1. In clause 3 of Schedule 6.1 after subclause (2), insert:

1. Clause 5 of Schedule 6.1 amended

   In clause 5(4) of Schedule 6.1—

   1. in paragraph (b), replace “Processes 1, 2 and 3” with “Processes 1, 2, 3, 4 and 5”; and

   2. in paragraph (c), replace “Processes 2 and 3” with “Processes 2, 3, 4 and 5”; and

   3. in paragraph (c), insert “and export load profile” after “maximum export power”.

      
      

2. Schedule 6.1, Appendix 1, clause 2 amended

   In Schedule 6.1, Appendix 1, clause 2(2)(h), after subparagraph (v) insert:

   (va) details of any load at the proposed or current point of connection:

   
   

3. Schedule 6.1, Appendix 2, clause 2 amended

   In Schedule 6.1, Appendix 2, clause 2(2)(h), after subparagraph (v), insert:

   (va) details of any load at the proposed or current point of connection:

   
   

4. Schedule 6.1, Appendix 3, clause 2 amended

   In Schedule 6.1, Appendix 3, clause 2(2)(h), after subparagraph (v) insert:

   (va) details of any load at the proposed or current point of connection:

   
   

5. New Appendix 4 of Schedule 6.1 inserted

   Insert new Appendix 4 of Schedule 6.1:

   Appendix 4

   Process 4: Applications for load above 69 kVA and below 500 kVA in

   total

   1. Contents of this Appendix

      1. This Appendix sets out Process 4 and applies to applications for load above 69 kVA and below 500 kVA in total to a distribution network.

      2. Process 4 provides for a two-stage application process.

      
      

      Initial application process

      
      

   2. Distributor must receive information to process an initial application

      1. To process an initial application from an applicant, a distributor must receive—

         1. a completed initial application from the applicant using the form published by the distributor under clause 6.3(2)(a); and

         2. information in respect of the connection to which the application relates that is—

            1. referred to in subclause (2); and

            2. specified by the distributor under clause 6.3(3) as being required to be provided with the initial application; and

         3. the initial application fee (if any) specified by the distributor in accordance with clause 6.3(2)(e).

      2. The information includes the following:

         1. the full name and address of the applicant and the contact details of a person whom the distributor may contact regarding the connection:

         2. whether the application is to—

            1. connect new load; or

            2. continue an existing load connection that is connected in accordance with a connection contract if the connection contract—

               1. is in force and the applicant wishes to extend the term of the connection contract; or

               2. has expired; or

            3. continue an existing load connection that is connected without a connection contract; or

            4. change the capacity of an existing load connection:

         3. proposed or current point of connection to the distribution network (for example, the ICP identifier and street address):

         4. when the applicant would like the load connection or increased capacity to be available:

         5. details of the required voltage (for example, 400V or 11kV) for the load

            connection:

         6. information showing how the load installation complies with the distributor's connection and operation standards:

         7. evidence that the applicant has undertaken a capacity assessment that considers maximum demand and, if known, time of use demand from the distribution network:

         8. any other information that is required by the system operator:

         9. any additional information or documents that are reasonably required by the

            distributor.

      3. The distributor must, within 5 business days of receiving an initial application, give written notice to the applicant advising whether or not the application is complete and, if not, what information is needed to complete the application.

      
      

   3. Distributor must give information to applicant

      1. A distributor must give an applicant that makes an initial application the following information within 30 business days of receiving the completed initial application:

         1. information about the capacity of the distribution network, including both the design capacity (including fault levels) and actual operating levels:

         2. information about the extent to which the connection and operation of the load connection may result in a breach of the relevant standards for safety, voltage, power quality, and reliability of electricity conveyed to points of connection on the distribution network:

         3. information about any measures or conditions (including modifications to the design and operation of the distribution network or grid) to the operation of the load connection that may be necessary to address the matters referred to in paragraphs (a) and (b):

         4. the approximate costs of any distribution network related measures or conditions identified under paragraph (c) and an estimate of time constraints or restrictions that may delay connecting to the network:

         5. information about any further detailed investigative studies that the distributor reasonably considers are necessary to identify any potential adverse effects the connection may have on the system, together with an indication of—

            1. whether the distributor agrees to the applicant, or a suitably qualified agent of the applicant, undertaking those studies and, if not, the reasons for the distributor’s decision; or

            2. if the distributor does not agree to the matters in subparagraph (i), whether the distributor could undertake those studies and, if so, the reasonable estimated cost of the studies that the applicant would be charged:

         6. information about any obligations to other parties that may be imposed on the

            distributor and that could affect the connection:

         7. information about the extent to which planned and unplanned outages may adversely affect the operation of the load connection:

         8. any additional information or documents that the distributor considers would assist the applicant’s application:

      
      

   4. Other matters to assist with decision making

      1. A distributor must provide, if requested by an applicant making an initial application, further information that is reasonably necessary to enable the applicant to consider and act on the information given by the distributor under clause 3.

      2. The information that the distributor must provide under subclause (1) may include single line diagrams, equipment ratings, normal switch configurations (including fault levels), and protection system details relevant to the current or proposed point of connection of the load connection.

      3. The distributor must provide the further information under this clause within 10

         business days of the request being received.

      4. Distributors must treat all connection applications in a fair, consistent, and non-discriminatory manner, without giving preference to any applicant or class of applicant.

      
      

   5. Distributor must make reasonable endeavours regarding new information

      If a distributor receives information under Process 4 from an applicant who is not a participant, and subsequently becomes aware of new information that is relevant to the application, the distributor must use reasonable endeavours to obtain the new information from the applicant.

      
      

   6. Distributor's decision on initial application

      1. A distributor must, within 40 business days of receiving the completed initial application, give notice in writing to the applicant stating whether the initial application is approved or declined.

      2. A distributor may approve an initial application, subject to any conditions specified by the distributor that are reasonably required, if—

         1. the initial application has been properly made in accordance with the Act and Part 6 of this Code; and

         2. the information provided in the application would reasonably support an assessment by the distributor.

      3. A distributor may approve an initial application that does not comply with their

         connection and operation standards.

      4. If the distributor does not give notice in accordance with subclause (1) before the expiry of the time frame in this clause, the applicant that is not a participant may notify the distributor of a complaint under clause 6.8A.

      5. A notice stating that an initial application is approved must be accompanied by information about estimated charges payable by the applicant to the distributor to assess a final application.

      6. A notice stating that an initial application is declined must be accompanied by detailed reasons as to why the initial application is declined and what the applicant must do to obtain the distributor’s approval if it makes another initial application and, if

      applicable, include the criteria in the queueing and management policy for distributors that supported the decision.

      
      

      Final application process

      
      

   7. Distributor must receive final application

      1. To process a final application, a distributor must, unless the distributor and the

         applicant agree that a final application is not required, receive—

         1. a completed final application from an applicant using the form published by the

            distributor under clause 6.3(2)(a); and

         2. the final application fee (if any) specified by the distributor in accordance with clause 6.3(2)(e); and

         3. the results of any investigative studies that were identified by the distributor under clause 3(e)(i) and to be undertaken by the applicant or the applicant’s agent; and

         4. a final application within 12 months after the date on which it approved an

            initial application, unless—

            1. the distributor and the applicant agree that a final application is not required; or

            2. the distributor agrees to receive a final application later than 12 months after approving an initial application.

      2. If a final application is not required, the distributor must—

         1. treat the applicant’s initial application as a final application for the purposes of clauses 8 to 14; and

         2. receive, from the applicant, the final application fee (if any) specified by the

      distributor in accordance with clause 6.3(2)(e).

      
      

   8. Priority of final applications

      A distributor must prioritise and manage final applications in accordance with the

      queueing and management policy for distributors.

      
      

   9. Distributor's decision on final application

      1. A distributor must, within the time limit specified in clause 10, give notice in writing to the applicant stating whether the final application is approved or declined.

      2. A distributor may approve a final application, subject to any conditions specified by the distributor that are reasonably required, if—

         1. the final application has been properly made in accordance with Part 6 of this Code; and

         2. the information provided in the application would reasonably support an assessment by the distributor that the connected load will comply with the distributor's connection and operation standards.

      1. A distributor may make a notice approving a final application subject to conditions that the applicant must meet in order to address any significant risks to network stability, safety or operational viability that the connection would cause.

      2. A notice stating that a final application is approved must be accompanied by the following information:

         1. a detailed description of any conditions (or other measures) that are conditions of the approval, and what the applicant must do to comply with them:

         2. detailed reasons for those conditions (or other measures):

         3. a detailed description of any charges payable by the applicant to the distributor or by the distributor to the applicant, and an explanation of how the charges have been, or will be, calculated:

         4. the default process for resolving disputes under Schedule 6.3, if the applicant is a participant and disputes all or any of the conditions (or other measures) or charges payable.

      3. A notice stating that a final application is declined must be accompanied by the following information:

         1. detailed reasons as to why the final application has been declined and what the applicant must do to obtain the distributor’s approval if it makes a new final application:

         2. if applicable, the criteria in the queueing and management policy for distributors that supported the decision:

         3. that an applicant that is not a participant may notify the distributor of a complaint under clause 6.8A:

         4. that if the applicant is not a participant, the applicant may report to the Authority under the Electricity Industry (Enforcement) Regulations 2010 if it considers that the distributor has breached any requirement in Part 6 of this Code.

      
      

   10. Time within which distributor must decide final applications

       1. A notice required by clause 9 must be given by a distributor to an applicant no later than 30 business days after the date the distributor receives the final application.

       2. The distributor may seek up to 2 extensions of the time specified in subclause (1) but only where zone substation works or Transpower input is required.

       3. If the distributor requires grid studies to decide the final application, the distributor

          may seek up to 2 additional extensions of the time specified in subclause (1).

       4. If a distributor seeks an extension of time under subclauses (2) and (3) it must provide the applicant with a notice in writing specifying the reasons why the extension of time is sought.

       5. Each extension of time sought under subclauses (2) and (3) must not exceed 40

          business days.

       6. Subclause (7) applies if the distributor requests or requires further information from the applicant after receiving the final application.

       7. The total time frame will pause on the making of a request or requirement and will resume on the business day after the distributor receives the information.

       8. If the distributor does not give notice in accordance with subclause (1) before the expiry of the time frames in this clause, including any extensions of time, the applicant may notify the distributor of a complaint under clause 6.

       9. If subclause (8) applies, the applicant may choose to defer the distributor’s decision on its final application until a later date of its choosing.

       
       

   11. Distributor must negotiate if notified by applicant

       1. A distributor must negotiate with an applicant if, after providing the applicant with notice of final approval, it receives written notice from the applicant confirming the applicant intends to proceed to negotiate a connection contract under clause 12(1) and—

          1. the applicant provides details of the load connection; and

          2. the applicant confirms it accepts all of the conditions (or other measures) that have been specified by the distributor under clause 9.

       2. The distributor is not required to negotiate if it receives the written notice later than 30 business days after the day on which it gives notice of final approval under clause 9, or such later date as previously agreed by the distributor and the applicant.

       3. If the applicant is a participant and does not accept one or more of the conditions specified by the distributor under clause 9(2) (if any), but intends to proceed to negotiate a connection contract under clause 13(1), the applicant must—

          1. give notice of the dispute in accordance with clause 2 of Schedule 6.3 within 30 business days after the day on which the distributor gives notice of final approval under clause 9; and

          2. give a notice under subclause (1) within 30 business days after the dispute is resolved.

       4. The distributor's duties under Part 6 of this Code arising from the application no longer apply if the applicant fails to give notice to the distributor of an intention to proceed to negotiate a connection contract under clause 12(1) within the time limits specified in this clause.

       5. Subclause (4) does not prevent the applicant from making a new application under Part 6 of this Code.

       
       

       Post-approval process

       
       

   12. Distributor has 40 business days to negotiate connection contract if applicant gives notice of intention to negotiate

       1. If an applicant whose final application is approved gives notice to a distributor under clause 11(1), the distributor has 40 business days, starting on the date on which the distributor receives the notice, during which they must, in good faith, attempt to negotiate a connection contract.

       2. The distributor and the applicant may, by agreement, extend the time specified in subclause (1) for negotiating a connection contract.

       
       

   13. Connection of load if connection contract negotiated

       1. This clause applies if a distributor and an applicant whose final application is approved enter into a connection contract before the period for negotiating a connection contract under Process 4 expires.

       2. If the application is to continue an existing connection under clause 2(b) of Schedule 6.1, the distributor must use its best endeavours to ensure that the new terms under which the applicant’s existing connection continues apply—

          1. as soon as practicable, if the previous connection contract has expired; or

          2. no later than the expiry of the previous connection contract, if the contract is in force.

       3. If the application is to continue an existing connection for which there is no connection contract under clause 2(c) of Schedule 6.1, the distributor must use its best endeavours to ensure that the new terms under which the applicant’s existing connection continues apply as soon as practicable.

       4. If the application is to change the capacity of an existing load connection under clause 2(e) of Schedule 6.1, the distributor must use its best endeavours to ensure that the new terms under which the applicant’s existing connection continues apply as soon as practicable.

       
       

   14. Approved final applications must connect to retain approval

   1. A distributor may lapse final approval of a final application, if the applicant fails to connect to the distributors network, within the later of—

      1. 2 years from the date of final approval; or

      2. by the date agreed with the distributor through fault of the applicant.

   2. The applicant may—

      1. provide an initial application to the distributor if it wishes to connect load to the distributor’s network after the distributor has lapsed final approval under subclause (1); and

      2. notify the distributor of a complaint under clause 6.8A, if the applicant is not a

   participant.

   
   

6. New Appendix 5 of Schedule 6.1 inserted

Insert new Appendix 5 of Schedule 6.1:

1. information in respect of the connection to which the initial application relates that is—

   1. referred to in subclause (2); and

   2. specified by the distributor under clause 6.3(3) as being required to be provided with the initial application; and

2. the initial application fee (if any) specified by the distributor in accordance with clause 6.3(2)(e).

1. The information includes the following:

   1. the full name and address of the applicant and the contact details of a person whom the distributor may contact regarding the connection:

   2. whether the application is to—

      1. connect new load; or

      2. continue an existing load connection that is connected in accordance with a connection contract if the connection contract—

         1. is in force and the applicant wishes to extend the term of the connection contract; or

         2. has expired; or

      3. continue an existing load connection that is connected without a connection contract; or

      4. change the capacity of an existing load connection:

   3. proposed or current point of connection to the distribution network (for example, the ICP identifier and street address):

   4. when the applicant would like the load connection or increased capacity to be available:

   5. details of the required voltage (for example, 400V or 11kV) for the load

      connection:

   6. information showing how the load installation complies with the distributor's connection and operation standards:

   7. evidence that the applicant has undertaken a capacity assessment that considers maximum demand and, if known, time of use demand from the distribution network:

   8. any other information that is required by the system operator:

   9. any additional information or documents that are reasonably required by the

      distributor.

2. The distributor must, within 5 business days of receiving an initial application, give written notice to the applicant advising whether or not the application is complete and, if not, what information is needed to complete the application.

1. Distributor must give information to applicant

   A distributor must give an applicant that makes an initial application the following within 30 business days of receiving the completed initial application:

   1. information about the capacity of the distribution network, including both the design capacity (including fault levels) and actual operating levels:

   2. information about the extent to which the connection and operation of the load

      connection may result in a breach of the relevant standards for safety, voltage,

      power quality, and reliability of electricity conveyed to points of connection on the distribution network:

   3. information about any measures or conditions (including modifications to the design and operation of the distribution network or grid) to the operation of the load connection that may be necessary to address the matters referred to in paragraphs (a) and (b):

   4. the approximate costs of any distribution network related measures or conditions identified under paragraph (c) and an estimate of time constraints or restrictions that may delay connecting to the network:

   5. information about any further detailed investigative studies that the distributor reasonably considers are necessary to identify any potential adverse effects the connection may have on the system, together with an indication of—

      1. whether the distributor agrees to the applicant, or a suitably qualified agent of the applicant, undertaking those studies and, if not, the reasons for the distributor’s decision; or

      2. if the distributor does not agree to the matters in subparagraph (i), whether the distributor could undertake those studies and, if so, the reasonable estimated cost of the studies that the applicant would be charged:

   6. information about any obligations to other parties that may be imposed on the

      distributor and that could affect the connection:

   7. information about the extent to which planned and unplanned outages may adversely affect the operation of the load connection:

   8. any additional information or documents that the distributor considers would assist the applicant’s application.

      
      

2. Other matters to assist with decision making

   1. A distributor must provide, if requested by an applicant making an initial application, further information that is reasonably necessary to enable the applicant to consider and act on the information given by the distributor under clause 3.

   2. The information that the distributor must provide under subclause (1) may include single line diagrams, equipment ratings, normal switch configurations (including fault levels), and protection system details relevant to the current or proposed point of connection of the load.

   3. The distributor must provide the further information under this clause within 10

      business days of the request being received.

   4. A distributor must treat all connection applications in a fair, consistent, and non-discriminatory manner, without giving preference to any applicant or class of applicant.

   
   

3. Distributor must make reasonable endeavours regarding new information

   If a distributor receives information under Process 5 from an applicant who is not a participant, and subsequently becomes aware of new information that is relevant to the application, the distributor must use reasonable endeavours to obtain the new information from the applicant.

4. Distributor's decision on initial application

   1. A distributor must, within 40 business days of receiving the completed initial application, give notice in writing to the applicant stating whether the initial application is approved or declined.

   2. A distributor may approve an initial application, subject to any conditions specified by the distributor that are reasonably required, if—

      1. the initial application has been properly made in accordance with the Act and Part 6 of this Code; and

      2. the information provided in the initial application would reasonably support an assessment by the distributor.

   3. A distributor may approve an initial application that does not comply with their

      connection and operation standards.

   4. If the distributor does not give notice in accordance with subclause (1) before the time frame in this clause expires, an applicant that is not a participant may notify the distributor of a complaint under clause 6.8A.

   5. A notice stating that an initial application is approved must be accompanied by the following information:

      1. the priority position of the initial application in the distributor’s network connections pipeline at the time the distributor approved the initial application; and

      2. estimated charges payable by the applicant to the distributor to assess an

         interim application and final application.

   6. A notice stating that an initial application is declined must be accompanied by detailed reasons as to why the initial application is declined and what the applicant must do to obtain the distributor’s approval if the applicant resubmits an initial application under subclause (7), and, if applicable, include the criteria in the queueing and management policy for distributors that supported the decision.

   7. An applicant may only resubmit an initial application once and must do so within 30 business days after receiving a notice under subclause (6), otherwise a new application is required.

   8. The distributor must not charge an applicant for initial applications that are resubmitted in accordance subclause (7) where—

      1. there is no increase in load capacity; and

      2. there is no change to the physical location of the point of connection of the load; and

      3. there is no change to the applicant making the application.

   
   

   Interim application process

   
   

5. Distributor must receive interim application

   1. To process an interim application, a distributor must—

      1. receive a completed interim application from the applicant using the form

         published by the distributor under clause 6.3(2)(a); and

      2. the interim application fee (if any) specified by the distributor in accordance with clause 6.3(2)(e); and

      3. receive the results of any investigative studies that were identified by the distributor under clause 3(e)(i) and to be undertaken by the applicant or the applicant’s agent; and

      4. receive the interim application within 12 months after the date on which it approved the initial application, unless—

         1. the distributor and the applicant agree that an interim application is not required; and

         2. there are no persons to whom the distributor must give written notice under clause 8 at the time that the distributor and applicant agree that an interim application is not required; or

         3. the distributor agrees to accept an interim application later than 12 months after the date on which it approved the initial application.

   2. If the distributor and applicant agree an interim application is not needed, the

      distributor must—

      1. treat the applicant’s initial application as an interim application for the purposes of clauses 8 to 10; and

      2. receive, from the applicant, the interim application fee (if any) specified by the

   distributor in accordance with clause 6.3(2)(e).

   
   

6. Notice to third parties

   A distributor that receives an interim application must, within 10 business days after receiving the interim application, give written notice of the interim application to all persons that have made an initial application, interim application and final application relating to a particular part of the distribution network that the distributor considers would be affected by the approval of the interim application.

   
   

7. Distributor's decision on interim application

   1. A distributor must, within the time limit specified in clause 10, give notice in writing to the applicant stating whether the interim application is approved or declined.

   2. A distributor may approve an interim application, subject to any conditions specified by the distributor that are reasonably required, if—

      1. the interim application has been properly made in accordance with the Act and Part 6 of this Code; and

      2. the information provided in the application would reasonably support an assessment by the distributor that the connected load will meet the distributor's connection and operation standards (assuming that the applicant meets the conditions (if any) referred to in subclause (3)).

   3. A notice stating that an interim application is approved must be accompanied by the following information:

      1. a detailed description of any conditions (or other measures) that are conditions of the approval under subclause (2), and what the applicant must do to comply with them:

      2. detailed reasons for those conditions (or other measures):

      3. a detailed description of any charges that would be payable by the applicant to the distributor or by the distributor to the applicant, and an explanation of how the charges have been, or will be, calculated:

      4. the default process for resolving disputes under Schedule 6.3, if the applicant

         disputes all or any of the conditions (or other measures) or charges payable:

      5. the priority position of the interim application in the distributor’s network connections pipeline at the time the distributor approved the interim application:

      6. estimated charges payable by the applicant to the distributor to assess a final application.

   4. A notice stating that an interim application is declined must be accompanied by the following information:

      1. detailed reasons as to why the interim application has been declined and what the applicant must do to obtain the distributor’s approval if it resubmits its interim application under subclause (5):

      2. if applicable, the criteria in the queueing and management policy for distributors that supported the decision:

      3. the default process for resolving disputes between participants under Schedule 6.3:

      4. that if the applicant is not a participant, the applicant may report to the Authority under the Electricity Industry (Enforcement) Regulations 2010 if it considers that the distributor has breached any requirement in Part 6 of this Code.

   5. An applicant may only resubmit an interim application once and must do so within 60 business days after receiving a notice under subclause (4), otherwise the applicant must submit a new interim application to the distributor.

   6. The distributor must not charge an interim application fee for interim applications

      that are resubmitted in accordance with subclause (5) where —

      1. there is no increase in load capacity; and

      2. there is no change to the physical location of the point of connection of the load; and

      3. there is no change to the applicant making the application.

   7. The resubmission of an interim application resets the time frame for the distributor’s approval of the interim application, unless the distributor and applicant agree otherwise.

   
   

8. Time within which distributor must decide interim applications

   1. A notice required by clause 9 must be given by a distributor to an applicant no later than—

      1. 45 business days after the date of receipt of the interim application, in the case of load with a maximum demand of less than 1 MVA; or

      2. 60 business days after the date of receipt of the interim application, in the case of load with a maximum demand of 1 MVA or more but less than 5 MW; or

      3. 80 business days after the date of receipt of the interim application, in the case of load with a maximum demand of 5 MVA or more.

   2. The distributor may seek up to 2 extensions of time specified in subclause (1), for approval of an application less than 1.5 MW, but only where zone substation works or input from Transpower is required, and may seek a further 2 extensions to decide an interim application of 1.5 MW or greater where zone substation works or input from Transpower is required.

   3. If the distributor requires grid studies to decide the interim application, the distributor may seek up to 2 additional extensions of the time specified in subclause (1).

   4. If a distributor seeks an extension of time under subclauses (2) and (3) it must provide the applicant with a notice in writing specifying the reasons why the extension of time is sought.

   5. Each extension of time sought under subclauses (2) and (3) must not exceed 40

      business days.

   6. Subclause (7) applies if the distributor requests or requires further information from the applicant that was missing from the interim application, during the period set out in subclause (1).

   7. The total time frame will pause on the making of a request or requirement and will resume on the business day after the distributor receives the information.

   8. If the distributor does not give notice in accordance with subclause (1) before the expiry of the time frames in this clause, including any extensions of time, the applicant may refer the failure to meet the time frame to the disputes process set out in clause 6.8A, or Schedule 6.3 if the applicant is a participant.

   9. If subclause (8) applies, the applicant may choose to defer the distributor’s decision on its interim application until a later date of its choosing.

   
   

9. Applicant may complain under section 95 of the Act

   1. An applicant who is not a participant can make a complaint about the reasonableness of a distributor’s conditions to the dispute resolution scheme under section 6 of the Act.

   2. Subclause (1) does not prevent the applicant from declining the conditions specified by the distributor under clause 9(2) and making a new application under Part 6 of this Code.

   Final application process

   
   

10. Distributor must receive final application

    1. To process a final application, a distributor must receive—

       1. a completed final application from the applicant using the form published by the distributor under clause 6.3(2)(a); and

       2. the final application fee (if any) specified by the distributor in accordance with clause 6.3(2)(e); and

       3. written acceptance from the applicant of the conditions stipulated by the

          distributor under 9(3)(a) (if any); and

       4. setting out how the final application responds to these conditions; and

       5. the final application within 90 business days after approving the interim application, unless—

          1. the distributor and the applicant agree that a final application is not required; or

          2. the distributor agrees to accept a final application received more than 90 business days after the approval of the interim application or the date on which a dispute was resolved under Schedule 6.3, under section 95 of the Act.

    2. If the distributor considers the final application does not adequately respond to the conditions, and the distributor and applicant cannot agree on a resolution, then the distributor may treat the final application as an interim application.

    3. If the distributor treats the final application as an interim application under subclause (2) —

       1. the distributor may request that the applicant undertake further investigative studies; and

       2. the distributor may not require the applicant to pay another interim application fee (regardless of whether any such fee was paid in respect of any interim application that was made).

    4. If the distributor and applicant agree a final application is not needed, the

       distributor must—

       1. treat the applicant’s interim application as a final application for the purposes of clauses 13 to 22; and

       2. receive, from the applicant, the final application fee (if any) specified by the

    distributor in accordance with clause 6.3(2)(e).

    
    

11. Priority of final applications

    A distributor must prioritise and manage final applications in accordance with the

    queueing and management policy for distributors.

    
    

12. Distributor's decision on final application

    1. A distributor must, within the time limit specified in clause 15, give notice in writing to the applicant stating whether the final application is approved or declined.

    2. A distributor may approve a final application, subject to any conditions specified by the distributor that are reasonably required, if—

       1. the final application has been properly made in accordance with the Act and Part 6 of this Code; and

       2. the information provided in the application would reasonably support an assessment by the distributor that the connected load meets the distributor's connection and operation standards (assuming that the applicant meets the conditions (if any) referred to in subclause (3)).

    1. A distributor may make a notice approving a final application subject to conditions that the applicant must meet in order to address any significant risks to network stability, safety or operational viability that the connection would cause.

    2. A notice stating that a final application is approved must be accompanied by the following information:

       1. a detailed description of any conditions (or other measures) that are conditions of the approval, and what the applicant must do to comply with them:

       2. detailed reasons for those conditions (or other measures):

       3. a detailed description of any charges payable by the applicant to the distributor or by the distributor to the applicant, and an explanation of how the charges have been, or will be, calculated:

       4. the default process for resolving disputes under Schedule 6.3, if an applicant who is a participant disputes all or any of the conditions (or other measures) or charges payable:

       5. the priority position of the final application in the distributor’s network connections pipeline at the time the distributor approved the final application.

    3. A notice stating that a final application is declined must be accompanied by the following information:

       1. detailed reasons as to why the final application has been declined and what the applicant must do to get approval if it resubmits its final application under subclause (5):

       2. if applicable, the criteria in the queueing and management policy for distributors that supported the decision:

       3. the default process for resolving disputes between participants under Schedule 6.3:

       4. that if the applicant is not a participant, the applicant may report to the Authority under the Electricity Industry (Enforcement) Regulations 2010 if it considers that the distributor has breached any requirement in Part 6 of this Code.

    4. An applicant may only resubmit a final application once and must do so within 30 business days of receiving a notice under subclause (4), otherwise a new final application is required.

    5. The distributor must not charge a final application fee for final applications that are resubmitted in accordance with subclause (5), where —

       1. there is no increase in load capacity; and

       2. there is no change to the physical location of the point of connection of the load; and

       3. there is no change to the applicant making the application.

    6. The resubmission of a final application resets the time frame for the distributor’s approval of the final application, unless the distributor and applicant agree otherwise.

    
    

13. Time within which distributor must decide final applications

    1. A notice required by clause 14 must be given by a distributor to an applicant no later than—

       1. 20 business days after the date of receipt of the final application, in the case of

          load with a maximum demand of less than 1 MVA; or

       2. 30 business days after the date of receipt of the final application, in the case of

          load with a maximum demand of 1 MVA or more but less than 5 MVA; or

       3. 40 business days after the date of receipt of the final application, in the case of

          load with a maximum demand of 5 MVA or more.

    2. The distributor may seek one extension of time specified in subclause (1) for approval of a final application of less than 1.5 MW, but only where zone substation works or input from Transpower is required, and may seek a further 2 extensions of the time specified in subclause (1) to decide a final application of 1.5 MW or greater where zone substation works or input from Transpower is required.

    3. If a distributor seeks an extension of time under subclause (2) it must provide the applicant with a notice in writing specifying the reasons why the extension of time is sought.

    4. An extension of time sought under subclause (2) must not exceed 40 business days.

    (5) Subclause (6) applies if the distributor reasonably requests or requires further information from the applicant after receiving the final application.

    1. The total time frame will pause when the distributor has made a request or requirement and will resume on the business day after the distributor receives the information.

    2. If the distributor does not give notice in accordance with subclause (1) before the expiry of the time frames in this clause, including an extension of time, the applicant may refer the failure to meet the time frame to the disputes process set out in clause

       6.8A or Schedule 6.3 if the applicant is a participant.

    3. If subclause (7) applies, the applicant may choose to defer the distributor’s decision on its final application until a later date of its choosing.

    
    

14. Distributor must negotiate if notified by applicant

    1. A distributor must negotiate with an applicant if, after providing the applicant with notice of final approval, it receives written notice from the applicant confirming the applicant intends to proceed to negotiate a connection contract under clause 17(1) and—

       1. the applicant provides details of the load; and

       2. the applicant confirms it accepts all of the conditions (or other measures) that have been specified by the distributor under clause 14.

    2. The distributor is not required to negotiate if it receives the written notice later than 30 business days after the day on which it gives notice of final approval under clause 14, or such later date as previously agreed by the distributor and the applicant.

    3. If the applicant is a participant and does not accept one or more of the conditions specified by the distributor under clause 14(2) (if any), but intends to proceed to negotiate a connection contract under clause 17(1), the applicant must—

       1. give notice of the dispute in accordance with clause 2 of Schedule 6.3 within 30 business days after the day on which the distributor gives notice of final approval under clause 14; and

       2. give a notice under subclause (1) within 30 business days after the dispute is resolved.

    4. Subclause (3) does not prevent the applicant from making a new application under Part 6 of this Code.

    Post-approval process

    
    

15. Distributor has 40 business days to negotiate connection contract if applicant gives notice of intention to negotiate

    1. If an applicant whose final application is approved gives notice to a distributor under clause 16(1), the distributor has 40 business days, starting on the date on which the distributor receives the notice, during which the distributor must, in good faith, attempt to negotiate a connection contract.

    2. The distributor and the applicant may, by agreement, extend the time specified in subclause (1) for negotiating a connection contract.

    
    

16. Connection of load if connection contract negotiated

    1. This clause applies if a distributor and an applicant whose final application is approved enter into a connection contract before the period for negotiating a connection contract under Process 5 expires.

    2. If the application is to continue an existing connection of load under clause 2(b) of Schedule 6.1, the distributor must use its best endeavours to ensure that the new terms under which the applicant’s existing connection continues apply—

       1. as soon as practicable, if the previous connection contract has expired; or

       2. no later than the expiry of the previous connection contract, if the contract is in force.

    3. If the application is to continue an existing connection for which there is no connection contract under clause 2(c) of Schedule 6.1, the distributor must use its best endeavours to ensure that the new terms under which the applicant’s existing connection continues apply as soon as practicable.

    4. If the application is to change the capacity of the connected load under clause 2(e) of Schedule 6.1, the distributor must use its best endeavours to ensure that the new terms under which the applicant’s existing connection continues apply as soon as practicable.

    
    

17. Approved applications must meet milestones to retain priority position in distributor’s network connections pipeline

    1. A distributor must queue and manage approved final applications in accordance with the queueing and management policy for distributors. This includes setting delivery milestones that a project must meet to maintain its priority position in the distributor’s network connections pipeline.

    2. A distributor and a participant must act reasonably when negotiating milestones.

    3. These milestones may relate to:

       1. securing environmental approvals:

       2. obtaining property rights & easements:

       3. getting Overseas Investment Office approval:

       4. confirming final grid connection requirements:

       5. signing delivery services agreement:

       6. signing construction contract:

       7. completing works construction:

       8. other issues that are reasonably required by the queueing and management policy for distributors.

    4. The distributor must apply stated tolerances with regards to milestones, recognising that there could be delays that lead to milestones not being achieved on time.

    
    

18. Approved applications must meet milestones to retain final approval

    1. The distributor must adhere to the framework for removing approved final applications that are not progressing as set out in the queueing and management policy for distributors.

    2. A final approval of a final application may be lapsed by a distributor if the

       applicant—

       1. consistently misses milestones; or

       2. fails to renegotiate milestones; or

       3. fails to connect to the distributors network within the later of—

          1. 2 years from the date of final approval; or

          2. the date agreed with the applicant has agreed with the distributor to connect to the distributor’s network through fault of the applicant.

    3. The applicant may—

       1. provide an initial application to the distributor if it wishes to connect load to the distributor’s network after the distributor has lapsed final approval under subclause (2); and

       2. notify the distributor of a complaint under clause 6.8A, if the applicant is not a

    participant.

    
    

19. Treatment of approved applications at the same network location

A distributor must adhere to the queueing and management policy for distributors when making decisions on the priority positions of projects in its network connections pipeline.

Schedule 6.2

61 Clause 2A of Schedule 6.2 replaced

Replace clause 2A of Schedule 6.2 with:

Made at Wellington on 9 February 2026

Erik Westergaard Deputy Chair Electricity Authority

Certified in order for signature:

Amy Williams Nick Crang

Senior Legal Counsel Partner

Electricity Authority Duncan Cotterill

9 February 2026 5 February 2026

Explanatory Note

This note is not part of the amendment but is intended to indicate its general effect.

This amendment to the Electricity Industry Participation Code 2010 comes into force on 1 December 2026, except for clauses 39 to 61 which come into force on 1 June 2027.

The amendment amends Parts 1 and 6 of the Electricity Industry Participation Code 2010 (“Code”) to update the application processes for the connection of distributed generation and insert new application processes for the connection of load as part of the Authority’s Network Connections Project (Stage 1) by:

1. replacing the application processes for connecting distributed generation of less than 10kW to distribution networks with two new processes, set out in Appendices 1 and 1A of Schedule 6.1;

2. introducing a new application process for connecting distributed generation above 10kW but below 300kW, set out in Appendix 2 of Schedule 6.1;

3. replacing the application process for connecting distributed generation over 10kW with a new process for connecting distributed generation of above 300kW, set out in Appendix 3 of Schedule 6.1;

4. introducing a new application process for the connection of load above 69kVA and below 500kVA, set out in Appendix 4 of Schedule 6.1;

5. introducing a new application process for the connection of load above 500kVA, set out in Appendix 5 of Schedule 6.1;

6. introducing new requirements for distributors in managing and prioritising applications to connect, including the introduction of the obligation to maintain a network connections pipeline in accordance with the queueing and management policy that is to be developed jointly by distributors;

7. amending the information that distributors must publish and what information is confidential, providing for better protection of information that is commercially sensitive to applicants; and

8. making further consequential amendments to reflect these updated and new application processes.

The new processes introduced by the amendment will come into force in two stages with the amendments relating to connection of distributed generation taking effect on 1 December 2026 and the amendments relating to connection of load taking effect on 1 June 2027.